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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$449M
AUM Growth
-$58.9M
Cap. Flow
-$71.2M
Cap. Flow %
-15.85%
Top 10 Hldgs %
30.25%
Holding
136
New
27
Increased
25
Reduced
50
Closed
30

Top Buys

Rank Stock Value
1
NBIS
Nebius Group N.V.
NBIS
+$6.29M
2
VEDL
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
+$6.11M
3
SID icon
Companhia Siderúrgica Nacional
SID
+$5.69M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.22M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.2M

Top Sells

Rank Stock Value
1
CEO
CNOOC Limited
CEO
+$13.4M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$7.6M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$7.24M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$6.15M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6M

Sector Composition

Rank Sector Weight
1 Materials 22.32%
2 Energy 11.63%
3 Financials 11.09%
4 Technology 9.91%
5 Communication Services 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
76
Eastman Chemical
EMN
$8B
$2.06M 0.46%
23,837
-15,278
-39% -$1.25M
EVM
77
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$2.03M 0.45%
187,056
+47,385
+34% +$508K
WNR
78
DELISTED
Western Refining Inc
WNR
$2.02M 0.45%
+52,390
New +$2.06M
GSM icon
79
FerroAtlántica
GSM
$594M
$2.01M 0.45%
96,617
+6,398
+7% +$121K
WOR icon
80
Worthington Enterprises
WOR
$2.75B
$1.87M 0.42%
+79,339
New +$1.98M
ANDV
81
DELISTED
Andeavor
ANDV
$1.87M 0.42%
36,878
+16,533
+81% +$859K
DINO icon
82
HF Sinclair
DINO
$16.3B
$1.67M 0.37%
35,091
+11,099
+46% +$525K
SB icon
83
Safe Bulkers
SB
$795M
$1.55M 0.35%
+162,832
New +$1.62M
BTT icon
84
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$1.54M 0.34%
+80,479
New +$1.5M
MQY icon
85
BlackRock MuniYield Quality Fund
MQY
$805M
$1.54M 0.34%
+106,133
New +$1.53M
MHN
86
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$1.38M 0.31%
+103,511
New +$1.35M
CEM
87
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.29M 0.29%
+9,674
New +$1.26M
BDJ icon
88
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$1.28M 0.29%
+161,619
New +$1.27M
DSX icon
89
Diana Shipping
DSX
$302M
$1.23M 0.27%
+146,412
New +$1.28M
DRYS
90
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
PSF icon
91
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
$1.06M 0.24%
+42,412
New +$1.05M
BLE
92
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.02M 0.23%
+72,910
New +$1M
VMO icon
93
Invesco Municipal Opportunity Trust
VMO
$651M
$1.02M 0.23%
83,249
+33,847
+69% +$410K
VKI icon
94
Invesco Advantage Municipal Income Trust II
VKI
$396M
$1.01M 0.22%
91,900
+27,993
+44% +$305K
NMA
95
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$1.01M 0.22%
77,775
-87,612
-53% -$1.12M
NVG icon
96
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$923K 0.21%
69,239
-105,639
-60% -$1.39M
MHD icon
97
BlackRock MuniHoldings Fund
MHD
$598M
$911K 0.2%
+58,418
New +$899K
EOG icon
98
EOG Resources
EOG
$79.2B
$856K 0.19%
17,448
-1,092
-6% -$97.2K
RFP
99
DELISTED
Resolute Forest Products Inc.
RFP
$723K 0.16%
+35,974
New +$689K
AAPL icon
100
Apple
AAPL
$4.54T
$699K 0.16%
36,456
– –
2 3
4
5 6

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Newgate Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Newgate Capital Management held 136 positions worth $449M, down 12% from $508M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Newgate Capital Management withdrew a net $71.2M in Q1 2014, closing 30 positions and reducing 50 holdings. Its most notable exit was CNOOC Limited, an estimated $13.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Nebius Group N.V. worth $5.14M.

  • Newgate Capital Management's largest Q1 2014 buy was Nebius Group N.V.: 170,422 shares worth $5.14M.
  • Newgate Capital Management added most to Companhia Siderúrgica Nacional in Q1 2014, an estimated $5.69M increase.
  • Newgate Capital Management's biggest Q1 2014 reduction was abrdn Total Dynamic Dividend Fund, cutting an estimated $7.24M.
  • Newgate Capital Management fully exited CNOOC Limited in Q1 2014, selling an estimated $13.4M.
  • Newgate Capital Management's ten largest holdings make up 30% of its $449M portfolio in Q1 2014.
  • Newgate Capital Management opened 27 new positions and closed 30 in Q1 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $449M.

Based on Newgate Capital Management's 13F filing for Q1 2014, filed 6 May 2014.