We are live on ! Find out more
NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+4.93%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$508M
AUM Growth
-$63M
Cap. Flow
-$78.4M
Cap. Flow %
-15.43%
Top 10 Hldgs %
29.32%
Holding
144
New
25
Increased
29
Reduced
49
Closed
36

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.83M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6.01M
3
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
+$5.72M
4
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.02M
5
BHI
Baker Hughes
BHI
+$3.9M

Top Sells

Rank Stock Value
1
SKM icon
SK Telecom
SKM
+$11.5M
2
AUY
Yamana Gold, Inc.
AUY
+$9.25M
3
SPIL
Siliconware Precision Industries Co Ltd
SPIL
+$9.23M
4
PPT
Franklin Premier Income Trust
PPT
+$8.33M
5
HDB icon
HDFC Bank
HDB
+$8.26M

Sector Composition

Rank Sector Weight
1 Materials 22.56%
2 Energy 12.88%
3 Financials 10.36%
4 Technology 9.69%
5 Communication Services 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CE icon
51
Celanese
CE
$4.91B
$3.57M 0.7%
64,474
-12,408
-16% -$688K
WPM icon
52
Wheaton Precious Metals
WPM
$51.5B
$3.44M 0.68%
170,357
-6,349
-4% -$138K
PDT
53
John Hancock Premium Dividend Fund
PDT
$636M
$3.44M 0.68%
296,312
-223,794
-43% -$2.68M
UFS
54
DELISTED
DOMTAR CORPORATION (New)
UFS
$3.39M 0.67%
+71,778
New +$3.12M
SD
55
DELISTED
SANDRIDGE ENERGY, INC.
SD
$3.33M 0.66%
548,729
+203,284
+59% +$1.22M
KOG
56
DELISTED
KODIAK OIL & GAS CORP
KOG
$3.32M 0.65%
+295,916
New +$3.54M
KBR icon
57
KBR
KBR
$4.36B
$3.32M 0.65%
+103,989
New +$3.46M
WLK icon
58
Westlake Corp
WLK
$9.19B
$3.31M 0.65%
+54,258
New +$3.05M
CLF icon
59
Cleveland-Cliffs
CLF
$6.64B
$3.26M 0.64%
+124,381
New +$3.07M
CNX icon
60
CNX Resources
CNX
$4.9B
$3.23M 0.64%
101,788
-45,594
-31% -$1.39M
TDW icon
61
Tidewater
TDW
$3.65B
$3.18M 0.63%
+1,661
New +$3.16M
MEOH icon
62
Methanex
MEOH
$4.27B
$3.17M 0.62%
+53,592
New +$3.09M
EMN icon
63
Eastman Chemical
EMN
$8.01B
$3.16M 0.62%
39,115
-8,030
-17% -$623K
JSD
64
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.13M 0.62%
165,990
+66,461
+67% +$1.24M
TRN icon
65
Trinity Industries
TRN
$2.73B
$3.13M 0.62%
+159,227
New +$2.89M
NOG icon
66
Northern Oil and Gas
NOG
$2.27B
$3.12M 0.61%
+20,729
New +$3.28M
UTF icon
67
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$3.1M 0.61%
150,721
+33,801
+29% +$680K
APC
68
DELISTED
Anadarko Petroleum
APC
$3.08M 0.61%
38,786
-16,090
-29% -$1.44M
EVF
69
Eaton Vance Senior Income Trust
EVF
$90.1M
$3.05M 0.6%
441,886
+327,724
+287% +$2.29M
CHRD icon
70
Chord Energy
CHRD
$7.78B
$3.05M 0.6%
64,928
+27,603
+74% +$1.37M
NZF icon
71
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$2.84M 0.56%
230,128
-36,987
-14% -$457K
WLT
72
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$2.75M 0.54%
165,307
+37,944
+30% +$593K
XEC
73
DELISTED
CIMAREX ENERGY CO
XEC
$2.57M 0.51%
+24,524
New +$2.48M
ORIG
74
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$2.57M 0.51%
15
-2
-12% -$356K
JTP
75
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$2.53M 0.5%
328,945
+275,076
+511% +$2.09M
1 2
3
4 5

Similar funds

HDE
Hutner Daniel Ellsworth $117M AUM
BPV
Battery Partners VII Boston, Massachusetts $108M AUM 8.59% 1-Year Est. Return
FV2GP
Flagship Ventures 2007 General Partner Cambridge, Massachusetts $107M AUM
EIGI
Elmrox Investment Group IM New York $107M AUM
EGA
Emerging Global Advisors New York $140M AUM 5.42% 1-Year Est. Return
WCM
Weyland Capital Management Portsmouth, New Hampshire $94M AUM 1.28% 1-Year Est. Return
WCM
Wesley Capital Management New York $86M AUM 10.39% 1-Year Est. Return
VP
Value Partners Hong Kong $158M AUM 21.25% 1-Year Est. Return

Newgate Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Newgate Capital Management held 144 positions worth $508M, down 11% from $571M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Newgate Capital Management withdrew a net $78.4M in Q4 2013, closing 36 positions and reducing 49 holdings. Its most notable exit was Yamana Gold, Inc., an estimated $9.25M position sold in full.

By sector, the portfolio is most concentrated in Materials at 23% of assets, up from 20% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Vanguard FTSE Emerging Markets ETF worth $6M.

  • Newgate Capital Management's largest Q4 2013 buy was Vanguard FTSE Emerging Markets ETF: 145,858 shares worth $6M.
  • Newgate Capital Management added most to Nuveen Credit Strategies Income Fund in Q4 2013, an estimated $7.83M increase.
  • Newgate Capital Management's biggest Q4 2013 reduction was SK Telecom, cutting an estimated $11.5M.
  • Newgate Capital Management fully exited Yamana Gold, Inc. in Q4 2013, selling an estimated $9.25M.
  • Newgate Capital Management's ten largest holdings make up 29% of its $508M portfolio in Q4 2013.
  • Newgate Capital Management opened 25 new positions and closed 36 in Q4 2013.
  • Newgate Capital Management's portfolio value fell 11% quarter-over-quarter to $508M.

Based on Newgate Capital Management's 13F filing for Q4 2013, filed 16 Jan 2014.