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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$22.3M
Cap. Flow %
3.67%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$14.8M
3
ITB icon
iShares US Home Construction ETF
ITB
+$10.9M
4
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$10.5M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$6.97M

Top Sells

Rank Stock Value
1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
+$13.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.1M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$6.34M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$6.28M

Sector Composition

Rank Sector Weight
1 Real Estate 4.03%
2 Consumer Staples 1.28%
3 Healthcare 1.23%
4 Technology 0.72%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TE
151
DELISTED
TECO ENERGY INC
TE
$205K 0.03%
11,800
– –
CCI icon
152
Crown Castle
CCI
$32.2B
$201K 0.03%
2,500
-400
-14% -$30.9K
DTE icon
153
DTE Energy
DTE
$29B
$198K 0.03%
3,055
-588
-16% -$38.1K
SJM icon
154
J.M. Smucker
SJM
$12.9B
$198K 0.03%
2,000
– –
PGR icon
155
Progressive
PGR
$121B
$192K 0.03%
7,600
+5,700
+300% +$140K
GL icon
156
Globe Life
GL
$14B
$181K 0.03%
3,450
– –
CVX icon
157
Chevron
CVX
$388B
$179K 0.03%
1,500
– –
ES icon
158
Eversource Energy
ES
$27.2B
$168K 0.03%
3,800
– –
FTD
159
DELISTED
FTD Companies, Inc. Common Stock
FTD
$164K 0.03%
4,807
– –
SBY
160
DELISTED
Silver Bay Realty Trust Corp.
SBY
$161K 0.03%
9,939
– –
CINF icon
161
Cincinnati Financial
CINF
$26.5B
$160K 0.03%
3,400
– –
CPB icon
162
Campbell Soup
CPB
$6.94B
$158K 0.03%
3,700
– –
MCK icon
163
McKesson
MCK
$99.9B
$156K 0.03%
800
– –
SWN
164
DELISTED
Southwestern Energy Company
SWN
$154K 0.03%
4,400
-1,400
-24% -$56K
XEL icon
165
Xcel Energy
XEL
$49.3B
$152K 0.03%
5,000
– –
EXPD icon
166
Expeditors International
EXPD
$24.3B
$142K 0.02%
3,500
– –
KDP icon
167
Keurig Dr Pepper
KDP
$42.3B
$141K 0.02%
2,200
– –
IPG
168
DELISTED
Interpublic Group of Companies
IPG
$139K 0.02%
7,584
– –
EGL
169
DELISTED
Engility Holdings, Inc.
EGL
$139K 0.02%
4,462
– –
QCOM icon
170
Qualcomm
QCOM
$173B
$135K 0.02%
1,800
+100
+6% +$7.65K
PNW icon
171
Pinnacle West Capital
PNW
$12.2B
$131K 0.02%
2,400
– –
SYK icon
172
Stryker
SYK
$131B
$129K 0.02%
1,600
– –
ELV icon
173
Elevance Health
ELV
$86.4B
$120K 0.02%
1,000
– –
PRTA icon
174
Prothena Corp
PRTA
$466M
$120K 0.02%
+5,427
New +$115K
VAR
175
DELISTED
Varian Medical Systems, Inc.
VAR
$120K 0.02%
1,711
– –
5 6
7
8 9

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SSA
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FGP
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BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
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TI
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SAM
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WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, New York Life Investment Management held 215 positions worth $607M, up 2.8% from $591M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $22.3M of net new capital in Q3 2014, opening 15 new positions and adding to 34 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, up from 3.9% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $12.1M trimmed.

  • New York Life Investment Management's largest Q3 2014 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2014, an estimated $19.7M increase.
  • New York Life Investment Management's biggest Q3 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $12.1M.
  • New York Life Investment Management fully exited U.S. Equity High Volatility Put Write Index Fund in Q3 2014, selling an estimated $13.1M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $607M portfolio in Q3 2014.
  • New York Life Investment Management opened 15 new positions and closed 17 in Q3 2014.
  • New York Life Investment Management's portfolio value rose 2.8% quarter-over-quarter to $607M.

Based on New York Life Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.