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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$22.3M
Cap. Flow %
3.67%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$14.8M
3
ITB icon
iShares US Home Construction ETF
ITB
+$10.9M
4
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$10.5M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$6.97M

Top Sells

Rank Stock Value
1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
+$13.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.1M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$6.34M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$6.28M

Sector Composition

Rank Sector Weight
1 Real Estate 4.03%
2 Consumer Staples 1.28%
3 Healthcare 1.23%
4 Technology 0.72%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
126
Apple
AAPL
$4.46T
$282K 0.05%
11,200
– –
ADP icon
127
Automatic Data Processing
ADP
$110B
$274K 0.05%
3,759
+228
+6% +$16.5K
JNJ icon
128
Johnson & Johnson
JNJ
$632B
$266K 0.04%
2,500
– –
MRSH
129
Marsh
MRSH
$90B
$262K 0.04%
5,000
– –
FWONA icon
130
Liberty Media Series A
FWONA
$23.7B
$256K 0.04%
10,645
-19,853
-65% -$487K
MCHP icon
131
Microchip Technology
MCHP
$42.2B
$255K 0.04%
10,800
– –
JWN
132
DELISTED
Nordstrom
JWN
$253K 0.04%
3,700
– –
HRL icon
133
Hormel Foods
HRL
$13.4B
$247K 0.04%
9,600
-400
-4% -$9.76K
NTAP icon
134
NetApp
NTAP
$40.2B
$245K 0.04%
5,700
– –
TGT icon
135
Target
TGT
$70.6B
$244K 0.04%
3,900
– –
RSE
136
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$240K 0.04%
14,812
– –
AIV
137
Aimco
AIV
$379M
$239K 0.04%
56,301
– –
BDX icon
138
Becton Dickinson
BDX
$49.6B
$239K 0.04%
2,153
– –
CAG icon
139
Conagra Brands
CAG
$7.39B
$238K 0.04%
9,252
– –
XOM icon
140
ExxonMobil
XOM
$652B
$235K 0.04%
2,500
– –
BMS
141
DELISTED
Bemis
BMS
$232K 0.04%
6,100
– –
EQR icon
142
Equity Residential
EQR
$24.7B
$228K 0.04%
3,700
– –
CB
143
DELISTED
CHUBB CORPORATION
CB
$228K 0.04%
2,500
– –
GIS icon
144
General Mills
GIS
$20.8B
$222K 0.04%
4,400
– –
HSY icon
145
Hershey
HSY
$37.4B
$219K 0.04%
2,300
– –
ED icon
146
Consolidated Edison
ED
$40.1B
$215K 0.04%
3,800
– –
VRSN icon
147
VeriSign
VRSN
$26B
$215K 0.04%
3,900
– –
SCG
148
DELISTED
Scana
SCG
$208K 0.03%
4,200
– –
PX
149
DELISTED
Praxair Inc
PX
$206K 0.03%
1,600
– –
POM
150
DELISTED
PEPCO HOLDINGS, INC.
POM
$206K 0.03%
7,700
+4,200
+120% +$114K
4 5
6
7 8

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SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
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SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return
WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, New York Life Investment Management held 215 positions worth $607M, up 2.8% from $591M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $22.3M of net new capital in Q3 2014, opening 15 new positions and adding to 34 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, up from 3.9% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $12.1M trimmed.

  • New York Life Investment Management's largest Q3 2014 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2014, an estimated $19.7M increase.
  • New York Life Investment Management's biggest Q3 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $12.1M.
  • New York Life Investment Management fully exited U.S. Equity High Volatility Put Write Index Fund in Q3 2014, selling an estimated $13.1M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $607M portfolio in Q3 2014.
  • New York Life Investment Management opened 15 new positions and closed 17 in Q3 2014.
  • New York Life Investment Management's portfolio value rose 2.8% quarter-over-quarter to $607M.

Based on New York Life Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.