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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$401M
AUM Growth
+$75M
Cap. Flow
+$59.9M
Cap. Flow %
14.96%
Top 10 Hldgs %
44.62%
Holding
172
New
17
Increased
37
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$25.5M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$13.2M
3
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$11.6M
4
IYW icon
iShares US Technology ETF
IYW
+$11M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$8.85M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.67M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.43M
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$6.49M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.25M

Sector Composition

Rank Sector Weight
1 Real Estate 3.97%
2 Consumer Staples 0.88%
3 Healthcare 0.75%
4 Financials 0.55%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
126
Stryker
SYK
$133B
$120K 0.03%
1,600
– –
TRV icon
127
Travelers Companies
TRV
$77.2B
$118K 0.03%
1,300
– –
KDP icon
128
Keurig Dr Pepper
KDP
$40.2B
$107K 0.03%
2,200
– –
PM icon
129
Philip Morris
PM
$290B
$96K 0.02%
1,100
– –
INTU icon
130
Intuit
INTU
$91.6B
$92K 0.02%
+1,200
New +$86.2K
XRAY icon
131
Dentsply Sirona
XRAY
$2.27B
$82K 0.02%
+1,700
New +$79.6K
LLTC
132
DELISTED
Linear Technology Corp
LLTC
$82K 0.02%
+1,800
New +$75.1K
CI icon
133
Cigna
CI
$73.3B
$70K 0.02%
800
– –
ARG
134
DELISTED
Airgas Inc
ARG
$56K 0.01%
500
– –
PGR icon
135
Progressive
PGR
$121B
$52K 0.01%
1,900
– –
MRK icon
136
Merck
MRK
$328B
$50K 0.01%
+1,048
New +$47.9K
FIS icon
137
Fidelity National Information Services
FIS
$21.6B
$48K 0.01%
900
– –
NVDA icon
138
NVIDIA
NVDA
$5.43T
$46K 0.01%
+116,000
New +$44.9K
SPG icon
139
Simon Property Group
SPG
$71.4B
$46K 0.01%
319
-531
-62% -$76.5K
OXY icon
140
Occidental Petroleum
OXY
$58.5B
$29K 0.01%
+313
New +$28.6K
POM
141
DELISTED
PEPCO HOLDINGS, INC.
POM
$29K 0.01%
1,500
– –
DLTR icon
142
Dollar Tree
DLTR
$24.7B
$28K 0.01%
500
– –
SPLV icon
143
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$23K 0.01%
700
-38
-5% -$1.23K
EMC
144
DELISTED
EMC CORPORATION
EMC
$23K 0.01%
900
– –
MSI icon
145
Motorola Solutions
MSI
$77.7B
$14K ﹤0.01%
200
– –
NWSA icon
146
News Corp Class A
NWSA
$15.5B
$9K ﹤0.01%
500
– –
MO icon
147
Altria Group
MO
$107B
$8K ﹤0.01%
200
– –
ALLE icon
148
Allegion
ALLE
$14.1B
$4K ﹤0.01%
+100
New +$4.33K
CFN
149
DELISTED
CAREFUSION CORPORATION
CFN
$4K ﹤0.01%
100
– –
AVB icon
150
AvalonBay Communities
AVB
$25.7B
– –
-600
Closed -$76K
3 4 5
6
7

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SSA
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FGP
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BIP
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CM
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JFG
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TI
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SAM
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New York Life Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New York Life Investment Management held 172 positions worth $401M, up 23% from $326M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $59.9M of net new capital in Q4 2013, opening 17 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, down from 4.7% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $5.09M trimmed.

  • New York Life Investment Management's largest Q4 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.
  • New York Life Investment Management added most to Invesco S&P Spin-Off ETF in Q4 2013, an estimated $11.6M increase.
  • New York Life Investment Management's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $5.09M.
  • New York Life Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $7.67M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $401M portfolio in Q4 2013.
  • New York Life Investment Management opened 17 new positions and closed 22 in Q4 2013.
  • New York Life Investment Management's portfolio value rose 23% quarter-over-quarter to $401M.

Based on New York Life Investment Management's 13F filing for Q4 2013, filed 18 Feb 2014.