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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+1.76%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$326M
AUM Growth
+$12.2M
Cap. Flow
+$6.86M
Cap. Flow %
2.11%
Top 10 Hldgs %
44.87%
Holding
160
New
20
Increased
32
Reduced
48
Closed
5

Top Buys

Rank Stock Value
1
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$6.25M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.07M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.97M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$4.97M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.07M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.92M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.3M
5
DBB icon
Invesco DB Base Metals Fund
DBB
+$4.1M

Sector Composition

Rank Sector Weight
1 Real Estate 4.74%
2 Consumer Staples 1.02%
3 Healthcare 0.9%
4 Financials 0.57%
5 Utilities 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
126
Quest Diagnostics
DGX
$26.1B
$154K 0.05%
2,500
– –
CPB icon
127
Campbell Soup
CPB
$6.94B
$151K 0.05%
3,700
-400
-10% -$17.9K
FRX
128
DELISTED
FOREST LABORATORIES INC
FRX
$150K 0.05%
3,500
– –
MCD icon
129
McDonald's
MCD
$193B
$144K 0.04%
+1,500
New +$146K
PNW icon
130
Pinnacle West Capital
PNW
$12.2B
$131K 0.04%
2,400
– –
IPG
131
DELISTED
Interpublic Group of Companies
IPG
$130K 0.04%
7,584
– –
GEN icon
132
Gen Digital
GEN
$17.7B
$126K 0.04%
5,100
– –
SPG icon
133
Simon Property Group
SPG
$71.7B
$119K 0.04%
850
-532
-38% -$77.2K
KSS icon
134
Kohl's
KSS
$2.22B
$114K 0.04%
2,200
– –
QCOM icon
135
Qualcomm
QCOM
$173B
$114K 0.04%
1,700
– –
TRV icon
136
Travelers Companies
TRV
$77.2B
$110K 0.03%
1,300
– –
SYK icon
137
Stryker
SYK
$131B
$108K 0.03%
1,600
– –
KDP icon
138
Keurig Dr Pepper
KDP
$42.3B
$99K 0.03%
2,200
– –
BXP icon
139
Boston Properties
BXP
$11B
$96K 0.03%
900
-1,100
-55% -$116K
PM icon
140
Philip Morris
PM
$294B
$95K 0.03%
1,100
– –
MTB icon
141
M&T Bank
MTB
$36.6B
$78K 0.02%
+700
New +$81K
AVB icon
142
AvalonBay Communities
AVB
$26.3B
$76K 0.02%
600
– –
CI icon
143
Cigna
CI
$73.5B
$61K 0.02%
+800
New +$62.5K
ARG
144
DELISTED
Airgas Inc
ARG
$53K 0.02%
+500
New +$51.4K
PGR icon
145
Progressive
PGR
$121B
$52K 0.02%
1,900
– –
FIS icon
146
Fidelity National Information Services
FIS
$22.8B
$42K 0.01%
900
– –
DLTR icon
147
Dollar Tree
DLTR
$24.9B
$29K 0.01%
500
– –
POM
148
DELISTED
PEPCO HOLDINGS, INC.
POM
$28K 0.01%
1,500
– –
SPLV icon
149
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$23K 0.01%
738
-123,034
-99% -$3.9M
EMC
150
DELISTED
EMC CORPORATION
EMC
$23K 0.01%
900
+700
+350% +$18.2K
3 4 5
6
7

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FGP
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BIP
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CM
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JFG
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TI
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SAM
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WHG
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New York Life Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, New York Life Investment Management held 160 positions worth $326M, up 3.9% from $313M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management's Q3 2013 filing shows 20 new, 32 increased, 48 reduced and 5 closed positions. Its largest new stake was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $8.07M.

By sector, the portfolio is most concentrated in Real Estate at 4.7% of assets, down from 5.1% a quarter earlier, followed by Consumer Staples and Healthcare.

  • New York Life Investment Management's largest Q3 2013 buy was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M.
  • New York Life Investment Management added most to Invesco Senior Loan ETF in Q3 2013, an estimated $6.25M increase.
  • New York Life Investment Management's biggest Q3 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.07M.
  • New York Life Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2013, selling an estimated $6.92M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $326M portfolio in Q3 2013.
  • New York Life Investment Management opened 20 new positions and closed 5 in Q3 2013.
  • New York Life Investment Management's portfolio value rose 3.9% quarter-over-quarter to $326M.

Based on New York Life Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.