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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$22.3M
Cap. Flow %
3.67%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$14.8M
3
ITB icon
iShares US Home Construction ETF
ITB
+$10.9M
4
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$10.5M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$6.97M

Top Sells

Rank Stock Value
1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
+$13.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.1M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$6.34M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$6.28M

Sector Composition

Rank Sector Weight
1 Real Estate 4.03%
2 Consumer Staples 1.28%
3 Healthcare 1.23%
4 Technology 0.72%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
101
McCormick & Company Non-Voting
MKC
$14.6B
$421K 0.07%
12,600
– –
MRO
102
DELISTED
Marathon Oil Corporation
MRO
$421K 0.07%
11,200
– –
VZ icon
103
Verizon
VZ
$200B
$410K 0.07%
8,200
– –
NRG icon
104
NRG Energy
NRG
$25.2B
$405K 0.07%
13,300
– –
ARP
105
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$400K 0.07%
20,572
– –
INTC icon
106
Intel
INTC
$527B
$397K 0.07%
11,400
– –
AAMC
107
DELISTED
Altisource Asset Management Corp
AAMC
$395K 0.07%
995
– –
EMC
108
DELISTED
EMC CORPORATION
EMC
$386K 0.06%
13,200
– –
POST icon
109
Post Holdings
POST
$3.65B
$378K 0.06%
17,398
– –
CI icon
110
Cigna
CI
$73.5B
$372K 0.06%
4,100
– –
RSG icon
111
Republic Services
RSG
$65.9B
$359K 0.06%
+9,200
New +$354K
RESI
112
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$356K 0.06%
14,818
– –
DVA icon
113
DaVita
DVA
$11.4B
$351K 0.06%
4,800
– –
PCL
114
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$351K 0.06%
9,000
-200
-2% -$8.34K
FRGI
115
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$341K 0.06%
6,864
– –
DGX icon
116
Quest Diagnostics
DGX
$26.1B
$340K 0.06%
5,600
– –
MO icon
117
Altria Group
MO
$109B
$335K 0.06%
7,300
– –
MTB icon
118
M&T Bank
MTB
$36.6B
$333K 0.05%
2,700
– –
K
119
DELISTED
Kellanova
K
$326K 0.05%
5,645
– –
SWY
120
DELISTED
SAFEWAY INC
SWY
$326K 0.05%
+9,500
New +$328K
WIN
121
DELISTED
Windstream Holdings Inc
WIN
$314K 0.05%
3,715
– –
HY icon
122
Hyster-Yale Materials Handling
HY
$617M
$304K 0.05%
4,239
– –
UPS icon
123
United Parcel Service
UPS
$89.8B
$295K 0.05%
3,000
– –
GAS
124
DELISTED
AGL Resources Inc
GAS
$288K 0.05%
5,600
+4,200
+300% +$222K
UNH icon
125
UnitedHealth
UNH
$358B
$285K 0.05%
3,300
– –
3 4
5
6 7

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SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
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TI
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SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return
WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, New York Life Investment Management held 215 positions worth $607M, up 2.8% from $591M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $22.3M of net new capital in Q3 2014, opening 15 new positions and adding to 34 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, up from 3.9% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $12.1M trimmed.

  • New York Life Investment Management's largest Q3 2014 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2014, an estimated $19.7M increase.
  • New York Life Investment Management's biggest Q3 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $12.1M.
  • New York Life Investment Management fully exited U.S. Equity High Volatility Put Write Index Fund in Q3 2014, selling an estimated $13.1M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $607M portfolio in Q3 2014.
  • New York Life Investment Management opened 15 new positions and closed 17 in Q3 2014.
  • New York Life Investment Management's portfolio value rose 2.8% quarter-over-quarter to $607M.

Based on New York Life Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.