We are live on ! Find out more
NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+2.59%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$591M
AUM Growth
+$117M
Cap. Flow
+$104M
Cap. Flow %
17.6%
Top 10 Hldgs %
45.53%
Holding
225
New
58
Increased
70
Reduced
13
Closed
25

Top Buys

Rank Stock Value
1
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$20.4M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11.5M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$9.56M
4
ITB icon
iShares US Home Construction ETF
ITB
+$8.65M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$7.98M

Top Sells

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$20.4M
2
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$16.1M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$5.6M
4
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.87M
5
VNM icon
VanEck Vietnam ETF
VNM
+$3.52M

Sector Composition

Rank Sector Weight
1 Real Estate 3.94%
2 Consumer Staples 1.39%
3 Healthcare 1.04%
4 Technology 0.71%
5 Utilities 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
101
AT&T
T
$168B
$407K 0.07%
+15,226
New +$408K
VZ icon
102
Verizon
VZ
$200B
$401K 0.07%
8,200
+4,000
+95% +$194K
RESI
103
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$386K 0.07%
+14,818
New +$410K
CI icon
104
Cigna
CI
$73.5B
$377K 0.06%
4,100
– –
HY icon
105
Hyster-Yale Materials Handling
HY
$617M
$375K 0.06%
+4,239
New +$385K
HUM icon
106
Humana
HUM
$46.2B
$370K 0.06%
2,900
– –
SIAL
107
DELISTED
SIGMA - ALDRICH CORP
SIAL
$355K 0.06%
3,500
– –
INTC icon
108
Intel
INTC
$527B
$352K 0.06%
+11,400
New +$312K
K
109
DELISTED
Kellanova
K
$348K 0.06%
5,645
– –
EMC
110
DELISTED
EMC CORPORATION
EMC
$348K 0.06%
13,200
+1,300
+11% +$34.3K
DVA icon
111
DaVita
DVA
$11.4B
$347K 0.06%
+4,800
New +$334K
PBCT
112
DELISTED
People's United Financial Inc
PBCT
$338K 0.06%
22,300
– –
MTB icon
113
M&T Bank
MTB
$36.6B
$335K 0.06%
2,700
– –
DGX icon
114
Quest Diagnostics
DGX
$26.1B
$329K 0.06%
5,600
– –
BAX icon
115
Baxter International
BAX
$14B
$325K 0.06%
8,285
– –
FRGI
116
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$319K 0.05%
+6,864
New +$277K
UPS icon
117
United Parcel Service
UPS
$89.8B
$308K 0.05%
+3,000
New +$301K
MO icon
118
Altria Group
MO
$109B
$306K 0.05%
7,300
+7,100
+3,550% +$286K
WIN
119
DELISTED
Windstream Holdings Inc
WIN
$290K 0.05%
3,715
– –
UNH icon
120
UnitedHealth
UNH
$358B
$270K 0.05%
3,300
– –
MCHP icon
121
Microchip Technology
MCHP
$42.2B
$264K 0.04%
10,800
– –
SWN
122
DELISTED
Southwestern Energy Company
SWN
$264K 0.04%
5,800
– –
JNJ icon
123
Johnson & Johnson
JNJ
$632B
$262K 0.04%
2,500
– –
AAPL icon
124
Apple
AAPL
$4.46T
$260K 0.04%
+11,200
New +$238K
MRSH
125
Marsh
MRSH
$90B
$259K 0.04%
5,000
– –
3 4
5
6 7

Similar funds

SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
Trexquant Investment Stamford, Connecticut $13.9B AUM 31.98% 1-Year Est. Return
SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return
WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, New York Life Investment Management held 225 positions worth $591M, up 25% from $474M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $104M of net new capital in Q2 2014, opening 58 new positions and adding to 70 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 120,706 shares worth $9.77M.

By sector, the portfolio is most concentrated in Real Estate at 3.9% of assets, up from 3.5% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap ETF, an estimated $4.87M trimmed.

  • New York Life Investment Management's largest Q2 2014 buy was Vanguard Morningstar Value ETF: 120,706 shares worth $9.77M.
  • New York Life Investment Management added most to CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q2 2014, an estimated $20.4M increase.
  • New York Life Investment Management's biggest Q2 2014 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $4.87M.
  • New York Life Investment Management fully exited Dynegy, Inc. in Q2 2014, selling an estimated $20.4M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $591M portfolio in Q2 2014.
  • New York Life Investment Management opened 58 new positions and closed 25 in Q2 2014.
  • New York Life Investment Management's portfolio value rose 25% quarter-over-quarter to $591M.

Based on New York Life Investment Management's 13F filing for Q2 2014, filed 14 Aug 2014.