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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$401M
AUM Growth
+$75M
Cap. Flow
+$59.9M
Cap. Flow %
14.96%
Top 10 Hldgs %
44.62%
Holding
172
New
17
Increased
37
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$25.5M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$13.2M
3
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$11.6M
4
IYW icon
iShares US Technology ETF
IYW
+$11M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$8.85M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.67M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.43M
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$6.49M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.25M

Sector Composition

Rank Sector Weight
1 Real Estate 3.97%
2 Consumer Staples 0.88%
3 Healthcare 0.75%
4 Financials 0.55%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRX
101
DELISTED
FOREST LABORATORIES INC
FRX
$210K 0.05%
3,500
– –
LLY icon
102
Eli Lilly
LLY
$1.09T
$209K 0.05%
4,100
– –
PX
103
DELISTED
Praxair Inc
PX
$208K 0.05%
1,600
– –
FDO
104
DELISTED
FAMILY DOLLAR STORES
FDO
$208K 0.05%
3,200
– –
SJM icon
105
J.M. Smucker
SJM
$12.7B
$207K 0.05%
2,000
– –
DTE icon
106
DTE Energy
DTE
$28.9B
$206K 0.05%
3,643
– –
VZ icon
107
Verizon
VZ
$195B
$206K 0.05%
4,200
– –
TE
108
DELISTED
TECO ENERGY INC
TE
$203K 0.05%
11,800
– –
AXP icon
109
American Express
AXP
$232B
$200K 0.05%
2,200
– –
SO icon
110
Southern Company
SO
$106B
$197K 0.05%
4,800
– –
SCG
111
DELISTED
Scana
SCG
$197K 0.05%
4,200
– –
AIV
112
Aimco
AIV
$379M
$187K 0.05%
54,049
– –
CVX icon
113
Chevron
CVX
$386B
$187K 0.05%
+1,500
New +$181K
RAI
114
DELISTED
Reynolds American Inc
RAI
$185K 0.05%
7,400
– –
GL icon
115
Globe Life
GL
$13.8B
$180K 0.04%
3,450
– –
ORLY icon
116
O'Reilly Automotive
ORLY
$74.5B
$180K 0.04%
21,000
– –
USB icon
117
US Bancorp
USB
$101B
$178K 0.04%
4,400
– –
PEG icon
118
Public Service Enterprise Group
PEG
$37.8B
$176K 0.04%
5,500
– –
CPB icon
119
Campbell Soup
CPB
$6.74B
$160K 0.04%
3,700
– –
DGX icon
120
Quest Diagnostics
DGX
$26.2B
$134K 0.03%
2,500
– –
IPG
121
DELISTED
Interpublic Group of Companies
IPG
$134K 0.03%
7,584
– –
PNW icon
122
Pinnacle West Capital
PNW
$12.2B
$127K 0.03%
2,400
– –
QCOM icon
123
Qualcomm
QCOM
$171B
$126K 0.03%
1,700
– –
KSS icon
124
Kohl's
KSS
$2.19B
$125K 0.03%
2,200
– –
GEN icon
125
Gen Digital
GEN
$17.1B
$120K 0.03%
5,100
– –
3 4
5
6 7

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IFP
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SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
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CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
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SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return

New York Life Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New York Life Investment Management held 172 positions worth $401M, up 23% from $326M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $59.9M of net new capital in Q4 2013, opening 17 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, down from 4.7% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $5.09M trimmed.

  • New York Life Investment Management's largest Q4 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.
  • New York Life Investment Management added most to Invesco S&P Spin-Off ETF in Q4 2013, an estimated $11.6M increase.
  • New York Life Investment Management's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $5.09M.
  • New York Life Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $7.67M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $401M portfolio in Q4 2013.
  • New York Life Investment Management opened 17 new positions and closed 22 in Q4 2013.
  • New York Life Investment Management's portfolio value rose 23% quarter-over-quarter to $401M.

Based on New York Life Investment Management's 13F filing for Q4 2013, filed 18 Feb 2014.