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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$22.3M
Cap. Flow %
3.67%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$14.8M
3
ITB icon
iShares US Home Construction ETF
ITB
+$10.9M
4
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$10.5M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$6.97M

Top Sells

Rank Stock Value
1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
+$13.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.1M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$6.34M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$6.28M

Sector Composition

Rank Sector Weight
1 Real Estate 4.03%
2 Consumer Staples 1.28%
3 Healthcare 1.23%
4 Technology 0.72%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
76
Cisco
CSCO
$447B
$488K 0.08%
19,400
-500
-3% -$12.6K
TRV icon
77
Travelers Companies
TRV
$77.2B
$488K 0.08%
5,200
– –
CHRW icon
78
C.H. Robinson
CHRW
$17.5B
$486K 0.08%
7,327
-600
-8% -$40K
OKE icon
79
Oneok
OKE
$58.4B
$485K 0.08%
7,400
-100
-1% -$6.7K
SO icon
80
Southern Company
SO
$107B
$484K 0.08%
11,091
– –
BAX icon
81
Baxter International
BAX
$14B
$481K 0.08%
12,335
+4,050
+49% +$164K
MSI icon
82
Motorola Solutions
MSI
$77B
$481K 0.08%
7,600
+200
+3% +$12.6K
PBCT
83
DELISTED
People's United Financial Inc
PBCT
$480K 0.08%
33,200
+10,900
+49% +$162K
ETR icon
84
Entergy
ETR
$49.9B
$479K 0.08%
12,400
– –
LH icon
85
Labcorp
LH
$26.2B
$478K 0.08%
5,471
-233
-4% -$21.1K
SIAL
86
DELISTED
SIGMA - ALDRICH CORP
SIAL
$476K 0.08%
3,500
– –
HCBK
87
DELISTED
HUDSON CITY BANCORP INC
HCBK
$475K 0.08%
48,900
– –
CL icon
88
Colgate-Palmolive
CL
$74.1B
$470K 0.08%
7,200
– –
DOC icon
89
Healthpeak Properties
DOC
$14.3B
$469K 0.08%
12,956
-220
-2% -$8.34K
LUMN icon
90
Lumen
LUMN
$6.6B
$466K 0.08%
11,400
– –
AVB icon
91
AvalonBay Communities
AVB
$26.3B
$465K 0.08%
3,300
-200
-6% -$29.7K
KMB icon
92
Kimberly-Clark
KMB
$36.8B
$463K 0.08%
4,485
– –
KIM icon
93
Kimco Realty
KIM
$16.4B
$462K 0.08%
21,078
– –
WELL icon
94
Welltower
WELL
$169B
$462K 0.08%
7,400
– –
WMT icon
95
Walmart Inc
WMT
$921B
$459K 0.08%
18,000
– –
SE
96
DELISTED
Spectra Energy Corp Wi
SE
$459K 0.08%
11,700
-100
-0.8% -$4.12K
PSA icon
97
Public Storage
PSA
$61.4B
$453K 0.07%
2,734
– –
SPG icon
98
Simon Property Group
SPG
$71.7B
$444K 0.07%
2,700
– –
SYY icon
99
Sysco
SYY
$40B
$444K 0.07%
11,700
– –
RITM icon
100
Rithm Capital
RITM
$5.79B
$423K 0.07%
36,257
– –
2 3
4
5 6

Similar funds

SSA
Schonfeld Strategic Advisors New York $14.2B AUM 37.17% 1-Year Est. Return
FGP
Freestone Grove Partners San Francisco, California $14.2B AUM 24.58% 1-Year Est. Return
BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
Capula Management Grand Cayman, Cayman Islands $14.1B AUM 19.14% 1-Year Est. Return
JFG
Jefferies Financial Group New York $14.6B AUM 40.95% 1-Year Est. Return
TI
Trexquant Investment Stamford, Connecticut $13.9B AUM 31.98% 1-Year Est. Return
SAM
Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return
WHG
Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

New York Life Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, New York Life Investment Management held 215 positions worth $607M, up 2.8% from $591M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $22.3M of net new capital in Q3 2014, opening 15 new positions and adding to 34 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, up from 3.9% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $12.1M trimmed.

  • New York Life Investment Management's largest Q3 2014 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2014, an estimated $19.7M increase.
  • New York Life Investment Management's biggest Q3 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $12.1M.
  • New York Life Investment Management fully exited U.S. Equity High Volatility Put Write Index Fund in Q3 2014, selling an estimated $13.1M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $607M portfolio in Q3 2014.
  • New York Life Investment Management opened 15 new positions and closed 17 in Q3 2014.
  • New York Life Investment Management's portfolio value rose 2.8% quarter-over-quarter to $607M.

Based on New York Life Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.