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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$401M
AUM Growth
+$75M
Cap. Flow
+$59.9M
Cap. Flow %
14.96%
Top 10 Hldgs %
44.62%
Holding
172
New
17
Increased
37
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$25.5M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$13.2M
3
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$11.6M
4
IYW icon
iShares US Technology ETF
IYW
+$11M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$8.85M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.67M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.43M
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$6.49M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.25M

Sector Composition

Rank Sector Weight
1 Real Estate 3.97%
2 Consumer Staples 0.88%
3 Healthcare 0.75%
4 Financials 0.55%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
76
Cardinal Health
CAH
$54.5B
$241K 0.06%
3,600
-700
-16% -$42.8K
CL icon
77
Colgate-Palmolive
CL
$73.6B
$241K 0.06%
3,700
-100
-3% -$6.4K
CLX icon
78
Clorox
CLX
$12.8B
$241K 0.06%
2,600
– –
HRL icon
79
Hormel Foods
HRL
$13.4B
$239K 0.06%
10,600
– –
DG icon
80
Dollar General
DG
$26.4B
$235K 0.06%
3,900
-100
-3% -$5.87K
D icon
81
Dominion Energy
D
$59.8B
$233K 0.06%
3,600
-100
-3% -$6.44K
HSY icon
82
Hershey
HSY
$37B
$233K 0.06%
2,400
– –
MTB icon
83
M&T Bank
MTB
$36.6B
$233K 0.06%
2,000
+1,300
+186% +$148K
K
84
DELISTED
Kellanova
K
$232K 0.06%
4,047
+426
+12% +$24.5K
SRCL
85
DELISTED
Stericycle Inc
SRCL
$232K 0.06%
2,000
– –
SYY icon
86
Sysco
SYY
$40.5B
$231K 0.06%
6,400
– –
JNJ icon
87
Johnson & Johnson
JNJ
$629B
$229K 0.06%
2,500
– –
JWN
88
DELISTED
Nordstrom
JWN
$229K 0.06%
3,700
– –
TGT icon
89
Target
TGT
$69.9B
$228K 0.06%
3,600
+400
+13% +$25.6K
SE
90
DELISTED
Spectra Energy Corp Wi
SE
$228K 0.06%
6,400
– –
BCR
91
DELISTED
CR Bard Inc.
BCR
$228K 0.06%
1,700
-200
-11% -$26.4K
PDCO
92
DELISTED
Patterson Companies, Inc.
PDCO
$227K 0.06%
5,500
– –
GOOG icon
93
Alphabet (Google) Class C
GOOG
$4.19T
$224K 0.06%
8,030
– –
GIS icon
94
General Mills
GIS
$20.4B
$220K 0.05%
4,400
– –
VTRS icon
95
Viatris
VTRS
$18.5B
$217K 0.05%
5,000
-600
-11% -$24.7K
MKC icon
96
McCormick & Company Non-Voting
MKC
$14.2B
$214K 0.05%
6,200
– –
CCI icon
97
Crown Castle
CCI
$31.5B
$213K 0.05%
2,900
– –
CAG icon
98
Conagra Brands
CAG
$7.16B
$212K 0.05%
8,096
– –
ED icon
99
Consolidated Edison
ED
$39.9B
$210K 0.05%
3,800
– –
LH icon
100
Labcorp
LH
$26.2B
$210K 0.05%
2,677
– –
2 3
4
5 6

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SSA
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FGP
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BIP
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CM
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JFG
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TI
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SAM
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New York Life Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New York Life Investment Management held 172 positions worth $401M, up 23% from $326M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $59.9M of net new capital in Q4 2013, opening 17 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, down from 4.7% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $5.09M trimmed.

  • New York Life Investment Management's largest Q4 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.
  • New York Life Investment Management added most to Invesco S&P Spin-Off ETF in Q4 2013, an estimated $11.6M increase.
  • New York Life Investment Management's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $5.09M.
  • New York Life Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $7.67M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $401M portfolio in Q4 2013.
  • New York Life Investment Management opened 17 new positions and closed 22 in Q4 2013.
  • New York Life Investment Management's portfolio value rose 23% quarter-over-quarter to $401M.

Based on New York Life Investment Management's 13F filing for Q4 2013, filed 18 Feb 2014.