NYLIM

New York Life Investment Management Portfolio holdings

AUM $10.7B
1-Year Return 20.03%
This Quarter Return
+3.62%
1 Year Return
+20.03%
3 Year Return
+84.71%
5 Year Return
+119.11%
10 Year Return
+106.62%
AUM
$9.95B
AUM Growth
-$98.8M
Cap. Flow
-$308M
Cap. Flow %
-3.1%
Top 10 Hldgs %
27.38%
Holding
1,383
New
56
Increased
543
Reduced
236
Closed
536

Top Buys

1
SECR
IQ MacKay Securitized Income ETF
SECR
$97.4M
2
IQSM icon
IQ Candriam US Mid Cap Equity ETF
IQSM
$35.6M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$30.8M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
$27.9M
5
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
$27.3M

Top Sells

1
CSML
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$136M
2
EWX icon
SPDR S&P Emerging Markets Small Cap ETF
EWX
$86.8M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
$59.2M
4
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
$55M
5
SRLN icon
SPDR Blackstone Senior Loan ETF
SRLN
$51.5M

Sector Composition

1 Technology 23.83%
2 Financials 8.59%
3 Healthcare 8.42%
4 Consumer Discretionary 7.2%
5 Communication Services 6.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DCPH
851
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-24,061
Closed -$378K
SWAV
852
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-4,172
Closed -$1.36M
DOOR
853
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-38,805
Closed -$5.1M
SP
854
DELISTED
SP Plus Corporation
SP
– –
-39,043
Closed -$2.04M
PXD
855
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-101,991
Closed -$26.8M
NS
856
DELISTED
NuStar Energy L.P.
NS
– –
-75,888
Closed -$1.77M
NGMS
857
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
– –
-37,824
Closed -$1.1M
CSML
858
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
– –
-3,655,530
Closed -$136M
MDC
859
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-144,105
Closed -$9.07M
KAMN
860
DELISTED
Kaman Corp
KAMN
– –
-28,076
Closed -$1.29M
DSKE
861
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-142,673
Closed -$1.18M
SWI
862
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-29,014
Closed -$366K
ARCH
863
DELISTED
Arch Resources, Inc.
ARCH
– –
-2,255
Closed -$363K
EGLE
864
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-21,220
Closed -$1.33M
VSTO
865
DELISTED
Vista Outdoor Inc.
VSTO
– –
-10,861
Closed -$356K
ENV
866
DELISTED
ENVESTNET, INC.
ENV
– –
-6,347
Closed -$368K
INBX
867
DELISTED
Inhibrx, Inc. Common Stock
INBX
– –
-40,976
Closed -$1.43M
SAM icon
868
Boston Beer
SAM
$2.47B
– –
-1,156
Closed -$352K
SANM icon
869
Sanmina
SANM
$6.44B
– –
-5,889
Closed -$366K
SBGI icon
870
Sinclair Inc
SBGI
$964M
– –
-28,549
Closed -$385K
SBSI icon
871
Southside Bancshares
SBSI
$932M
– –
-12,699
Closed -$371K
SCHC icon
872
Schwab International Small-Cap Equity ETF
SCHC
$4.81B
– –
-1,534,987
Closed -$55M
SCHL icon
873
Scholastic
SCHL
$654M
– –
-9,274
Closed -$350K
SCHO icon
874
Schwab Short-Term US Treasury ETF
SCHO
$11.7B
– –
-563,756
Closed -$13.6M
SCL icon
875
Stepan Co
SCL
$1.13B
– –
-4,067
Closed -$366K
33 34
35
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