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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$401M
AUM Growth
+$75M
Cap. Flow
+$59.9M
Cap. Flow %
14.96%
Top 10 Hldgs %
44.62%
Holding
172
New
17
Increased
37
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$25.5M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$13.2M
3
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$11.6M
4
IYW icon
iShares US Technology ETF
IYW
+$11M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$8.85M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.67M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.43M
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$6.49M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.25M

Sector Composition

Rank Sector Weight
1 Real Estate 3.97%
2 Consumer Staples 0.88%
3 Healthcare 0.75%
4 Financials 0.55%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HILO
51
DELISTED
Columbia EM Quality Dividend ETF
HILO
$602K 0.15%
34,493
+5,286
+18% +$95K
THHY
52
DELISTED
VanEck Vectors Treasury-Hedged High Yield Bond ETF
THHY
$478K 0.12%
18,860
– –
GUR
53
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$449K 0.11%
11,149
+683
+7% +$28.2K
EWM icon
54
iShares MSCI Malaysia ETF
EWM
$333M
$295K 0.07%
4,669
+567
+14% +$35.8K
EPHE icon
55
iShares MSCI Philippines ETF
EPHE
$148M
$273K 0.07%
8,654
+1,609
+23% +$53.7K
DNB
56
DELISTED
Dun & Bradstreet
DNB
$258K 0.06%
2,100
– –
PAYX icon
57
Paychex
PAYX
$42.8B
$255K 0.06%
5,600
– –
SIAL
58
DELISTED
SIGMA - ALDRICH CORP
SIAL
$254K 0.06%
2,700
– –
XOM icon
59
ExxonMobil
XOM
$657B
$253K 0.06%
2,500
+500
+25% +$46.2K
AGN
60
DELISTED
Allergan plc
AGN
$252K 0.06%
1,500
-200
-12% -$31.3K
VRSN icon
61
VeriSign
VRSN
$25.6B
$251K 0.06%
4,200
-300
-7% -$16.5K
ADP icon
62
Automatic Data Processing
ADP
$107B
$250K 0.06%
3,531
– –
VFC icon
63
VF Corp
VFC
$5.73B
$249K 0.06%
4,248
-425
-9% -$22.1K
CA
64
DELISTED
CA, Inc.
CA
$249K 0.06%
7,400
– –
PBCT
65
DELISTED
People's United Financial Inc
PBCT
$248K 0.06%
16,400
+1,100
+7% +$16.2K
ICE icon
66
Intercontinental Exchange
ICE
$85B
$247K 0.06%
5,500
-500
-8% -$20.6K
COR icon
67
Cencora
COR
$60B
$246K 0.06%
3,500
-200
-5% -$13.4K
M icon
68
Macy's
M
$6.26B
$246K 0.06%
4,600
– –
SWN
69
DELISTED
Southwestern Energy Company
SWN
$244K 0.06%
+6,200
New +$233K
BDX icon
70
Becton Dickinson
BDX
$50B
$243K 0.06%
2,255
– –
MCD icon
71
McDonald's
MCD
$195B
$243K 0.06%
2,500
+1,000
+67% +$96.1K
NTAP icon
72
NetApp
NTAP
$39.6B
$243K 0.06%
5,900
+700
+13% +$28.4K
MCK icon
73
McKesson
MCK
$102B
$242K 0.06%
1,500
-300
-17% -$46.1K
MRSH
74
Marsh
MRSH
$90.1B
$242K 0.06%
5,000
-300
-6% -$13.9K
CB
75
DELISTED
CHUBB CORPORATION
CB
$242K 0.06%
2,500
– –
1 2
3
4 5

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SSA
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FGP
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BIP
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CM
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JFG
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TI
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SAM
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New York Life Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New York Life Investment Management held 172 positions worth $401M, up 23% from $326M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $59.9M of net new capital in Q4 2013, opening 17 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, down from 4.7% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $5.09M trimmed.

  • New York Life Investment Management's largest Q4 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.
  • New York Life Investment Management added most to Invesco S&P Spin-Off ETF in Q4 2013, an estimated $11.6M increase.
  • New York Life Investment Management's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $5.09M.
  • New York Life Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $7.67M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $401M portfolio in Q4 2013.
  • New York Life Investment Management opened 17 new positions and closed 22 in Q4 2013.
  • New York Life Investment Management's portfolio value rose 23% quarter-over-quarter to $401M.

Based on New York Life Investment Management's 13F filing for Q4 2013, filed 18 Feb 2014.