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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+1.76%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$326M
AUM Growth
+$12.2M
Cap. Flow
+$6.86M
Cap. Flow %
2.11%
Top 10 Hldgs %
44.87%
Holding
160
New
20
Increased
32
Reduced
48
Closed
5

Top Buys

Rank Stock Value
1
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$6.25M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.07M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.97M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$4.97M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.07M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.92M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.3M
5
DBB icon
Invesco DB Base Metals Fund
DBB
+$4.1M

Sector Composition

Rank Sector Weight
1 Real Estate 4.74%
2 Consumer Staples 1.02%
3 Healthcare 0.9%
4 Financials 0.57%
5 Utilities 0.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HVPW
51
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$775K 0.24%
+29,968
New +$771K
AFK icon
52
VanEck Africa Index ETF
AFK
$104M
$733K 0.23%
24,483
+7,383
+43% +$215K
THD icon
53
iShares MSCI Thailand ETF
THD
$354M
$679K 0.21%
9,112
+6,912
+314% +$525K
HILO
54
DELISTED
Columbia EM Quality Dividend ETF
HILO
$519K 0.16%
29,207
+8,807
+43% +$160K
VOX icon
55
Vanguard Communication Services ETF
VOX
$5.88B
$468K 0.14%
+5,795
New +$469K
THHY
56
DELISTED
VanEck Vectors Treasury-Hedged High Yield Bond ETF
THHY
$466K 0.14%
18,860
– –
VNM icon
57
VanEck Vietnam ETF
VNM
$506M
$441K 0.14%
24,605
+7,405
+43% +$136K
GUR
58
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$421K 0.13%
10,466
+3,166
+43% +$122K
FRN
59
DELISTED
Invesco Frontier Markets ETF
FRN
$397K 0.12%
23,800
+7,200
+43% +$116K
XLI icon
60
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$383K 0.12%
+8,251
New +$373K
EWM icon
61
iShares MSCI Malaysia ETF
EWM
$332M
$247K 0.08%
4,102
+1,252
+44% +$76.2K
AGN
62
DELISTED
Allergan plc
AGN
$245K 0.08%
1,700
-100
-6% -$13.3K
EPHE icon
63
iShares MSCI Philippines ETF
EPHE
$146M
$232K 0.07%
7,045
+2,145
+44% +$73.7K
D icon
64
Dominion Energy
D
$60.3B
$231K 0.07%
3,700
– –
MCK icon
65
McKesson
MCK
$99.9B
$231K 0.07%
1,800
-100
-5% -$12.3K
MRSH
66
Marsh
MRSH
$90B
$231K 0.07%
5,300
-200
-4% -$8.41K
SRCL
67
DELISTED
Stericycle Inc
SRCL
$231K 0.07%
2,000
– –
SIAL
68
DELISTED
SIGMA - ALDRICH CORP
SIAL
$230K 0.07%
2,700
+2,600
+2,600% +$219K
FDO
69
DELISTED
FAMILY DOLLAR STORES
FDO
$230K 0.07%
3,200
-300
-9% -$21.1K
VRSN icon
70
VeriSign
VRSN
$26B
$229K 0.07%
4,500
-200
-4% -$9.66K
LH icon
71
Labcorp
LH
$26.2B
$228K 0.07%
2,677
+116
+5% +$9.77K
PAYX icon
72
Paychex
PAYX
$44.6B
$228K 0.07%
5,600
-400
-7% -$15.8K
COR icon
73
Cencora
COR
$59.2B
$226K 0.07%
3,700
-400
-10% -$23.4K
DG icon
74
Dollar General
DG
$26.9B
$226K 0.07%
4,000
-200
-5% -$11K
CL icon
75
Colgate-Palmolive
CL
$74.1B
$225K 0.07%
3,800
– –
1 2
3
4 5

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BIP
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CM
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JFG
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WHG
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New York Life Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, New York Life Investment Management held 160 positions worth $326M, up 3.9% from $313M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management's Q3 2013 filing shows 20 new, 32 increased, 48 reduced and 5 closed positions. Its largest new stake was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $8.07M.

By sector, the portfolio is most concentrated in Real Estate at 4.7% of assets, down from 5.1% a quarter earlier, followed by Consumer Staples and Healthcare.

  • New York Life Investment Management's largest Q3 2013 buy was VanEck High Yield Muni ETF: 108,236 shares worth $6.33M.
  • New York Life Investment Management added most to Invesco Senior Loan ETF in Q3 2013, an estimated $6.25M increase.
  • New York Life Investment Management's biggest Q3 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $8.07M.
  • New York Life Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2013, selling an estimated $6.92M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $326M portfolio in Q3 2013.
  • New York Life Investment Management opened 20 new positions and closed 5 in Q3 2013.
  • New York Life Investment Management's portfolio value rose 3.9% quarter-over-quarter to $326M.

Based on New York Life Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.