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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
-0.74%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$607M
AUM Growth
+$16.7M
Cap. Flow
+$22.3M
Cap. Flow %
3.67%
Top 10 Hldgs %
46.1%
Holding
215
New
15
Increased
34
Reduced
33
Closed
17

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$19.7M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$14.8M
3
ITB icon
iShares US Home Construction ETF
ITB
+$10.9M
4
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$10.5M
5
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$6.97M

Top Sells

Rank Stock Value
1
HVPW
U.S. Equity High Volatility Put Write Index Fund
HVPW
+$13.1M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$12.1M
3
XLKS
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
+$9.03M
4
TMV icon
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
+$6.34M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$6.28M

Sector Composition

Rank Sector Weight
1 Real Estate 4.03%
2 Consumer Staples 1.28%
3 Healthcare 1.23%
4 Technology 0.72%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
26
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$6.66M 1.1%
55,211
+1,833
+3% +$225K
IWB icon
27
iShares Russell 1000 ETF
IWB
$50.5B
$6.64M 1.09%
60,436
-400
-0.7% -$44.2K
IWV icon
28
iShares Russell 3000 ETF
IWV
$20.6B
$6.63M 1.09%
56,735
-200
-0.4% -$23.6K
AFK icon
29
VanEck Africa Index ETF
AFK
$104M
$6.55M 1.08%
208,794
+75,724
+57% +$2.51M
VNQ icon
30
Vanguard Real Estate ETF
VNQ
$39.1B
$6.26M 1.03%
87,200
-2,000
-2% -$151K
YCS icon
31
ProShares UltraShort Yen
YCS
$30M
$5.87M 0.97%
309,908
– –
XLV icon
32
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$5.87M 0.97%
91,768
+19,410
+27% +$1.22M
HEDJ icon
33
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
$5.39M 0.89%
186,664
-172,114
-48% -$4.95M
FXI icon
34
iShares China Large-Cap ETF
FXI
$4.16B
$5.06M 0.83%
+132,208
New +$5.3M
EWU icon
35
iShares MSCI United Kingdom ETF
EWU
$4.13B
$5M 0.82%
+128,938
New +$5.26M
EWP icon
36
iShares MSCI Spain ETF
EWP
$2.21B
$4.79M 0.79%
123,081
– –
XHB icon
37
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$4.67M 0.77%
157,921
– –
XLI icon
38
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$4.41M 0.73%
82,936
-1,213
-1% -$65.1K
EUO icon
39
ProShares UltraShort Euro
EUO
$33.3M
$4.38M 0.72%
219,683
-317,550
-59% -$5.79M
EPHE icon
40
iShares MSCI Philippines ETF
EPHE
$146M
$3.97M 0.65%
104,232
+86,956
+503% +$3.31M
VEA icon
41
Vanguard FTSE Developed Markets ETF
VEA
$239B
$3.9M 0.64%
98,117
+5,300
+6% +$221K
VOX icon
42
Vanguard Communication Services ETF
VOX
$5.88B
$3.54M 0.58%
40,597
-952
-2% -$83.8K
EWM icon
43
iShares MSCI Malaysia ETF
EWM
$332M
$3.51M 0.58%
+57,019
New +$3.63M
LQD icon
44
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$3.36M 0.55%
28,455
+200
+0.7% +$23.8K
FRN
45
DELISTED
Invesco Frontier Markets ETF
FRN
$3.28M 0.54%
+197,233
New +$3.39M
XLY icon
46
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$2.75M 0.45%
82,490
+9,226
+13% +$312K
XLE icon
47
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$2.72M 0.45%
60,074
-31,838
-35% -$1.54M
ITA icon
48
iShares US Aerospace & Defense ETF
ITA
$14.9B
$2.53M 0.42%
47,092
+1,328
+3% +$71.3K
IGV icon
49
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$2.15M 0.35%
124,300
-3,230
-3% -$55.9K
SBSW icon
50
Sibanye-Stillwater
SBSW
$7.42B
$1.97M 0.32%
246,144
– –
1
2
3 4 5

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FGP
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BIP
Brandes Investment Partners La Jolla, California $14.1B AUM 25.52% 1-Year Est. Return
CM
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JFG
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TI
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SAM
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WHG
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New York Life Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, New York Life Investment Management held 215 positions worth $607M, up 2.8% from $591M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

New York Life Investment Management deployed $22.3M of net new capital in Q3 2014, opening 15 new positions and adding to 34 existing holdings. Its largest new stake was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, up from 3.9% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $12.1M trimmed.

  • New York Life Investment Management's largest Q3 2014 buy was iShares 5-10 Year Investment Grade Corporate Bond ETF: 268,840 shares worth $14.7M.
  • New York Life Investment Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2014, an estimated $19.7M increase.
  • New York Life Investment Management's biggest Q3 2014 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $12.1M.
  • New York Life Investment Management fully exited U.S. Equity High Volatility Put Write Index Fund in Q3 2014, selling an estimated $13.1M.
  • New York Life Investment Management's ten largest holdings make up 46% of its $607M portfolio in Q3 2014.
  • New York Life Investment Management opened 15 new positions and closed 17 in Q3 2014.
  • New York Life Investment Management's portfolio value rose 2.8% quarter-over-quarter to $607M.

Based on New York Life Investment Management's 13F filing for Q3 2014, filed 14 Nov 2014.