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NYLIM

New York Life Investment Management Portfolio holdings

AUM $14.3B
1-Year Est. Return 34.42%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+34.42%
3 Year Est. Return
+100.17%
5 Year Est. Return
+116.66%
10 Year Est. Return
+182.12%
AUM
$401M
AUM Growth
+$75M
Cap. Flow
+$59.9M
Cap. Flow %
14.96%
Top 10 Hldgs %
44.62%
Holding
172
New
17
Increased
37
Reduced
26
Closed
22

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$25.5M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$13.2M
3
CSD icon
Invesco S&P Spin-Off ETF
CSD
+$11.6M
4
IYW icon
iShares US Technology ETF
IYW
+$11M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$8.85M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.67M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$7.43M
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$6.49M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$6.33M
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.25M

Sector Composition

Rank Sector Weight
1 Real Estate 3.97%
2 Consumer Staples 0.88%
3 Healthcare 0.75%
4 Financials 0.55%
5 Technology 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSM icon
26
ProShares Large Cap Core Plus
CSM
$533M
$5.51M 1.38%
250,748
– –
XLY icon
27
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.4B
$5.51M 1.38%
164,826
+114,744
+229% +$3.65M
XLKS
28
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$5.47M 1.37%
+122,919
New +$5.47M
HEDJ icon
29
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$5.3M 1.32%
188,520
+75,734
+67% +$2.06M
DXJ icon
30
WisdomTree Japan Hedged Equity Fund
DXJ
$7.53B
$5.25M 1.31%
103,310
– –
XLV icon
31
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$4.67M 1.16%
84,147
+58,771
+232% +$3.14M
EUO icon
32
ProShares UltraShort Euro
EUO
$33.4M
$4.29M 1.07%
251,157
+150,767
+150% +$2.63M
SJNK icon
33
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$3.95M 0.99%
+128,095
New +$3.94M
BKLN icon
34
Invesco Senior Loan ETF
BKLN
$6.75B
$3.93M 0.98%
158,098
-158,096
-50% -$3.92M
VEA icon
35
Vanguard FTSE Developed Markets ETF
VEA
$238B
$3.9M 0.97%
93,517
+100
+0.1% +$4.06K
HVPW
36
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$3.81M 0.95%
149,499
+119,531
+399% +$3.08M
LQD icon
37
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$3.15M 0.79%
27,555
-15,956
-37% -$1.82M
VOX icon
38
Vanguard Communication Services ETF
VOX
$5.78B
$2.89M 0.72%
34,571
+28,776
+497% +$2.41M
VNM icon
39
VanEck Vietnam ETF
VNM
$514M
$2.57M 0.64%
136,603
+111,998
+455% +$2.13M
IWR icon
40
iShares Russell Mid-Cap ETF
IWR
$57.9B
$2.55M 0.64%
+68,096
New +$2.46M
EPOL icon
41
iShares MSCI Poland ETF
EPOL
$825M
$2.52M 0.63%
+84,779
New +$2.59M
CARZ icon
42
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.6M
$2.32M 0.58%
+58,500
New +$2.3M
YCS icon
43
ProShares UltraShort Yen
YCS
$30M
$2.14M 0.53%
120,748
– –
IWM icon
44
iShares Russell 2000 ETF
IWM
$82.2B
$1.97M 0.49%
17,092
-35,021
-67% -$3.87M
XLI icon
45
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$1.43M 0.36%
27,263
+19,012
+230% +$934K
MCHI icon
46
iShares MSCI China ETF
MCHI
$6.21B
$1.35M 0.34%
28,018
-22,469
-45% -$1.07M
FM
47
DELISTED
iShares Frontier and Select EM ETF
FM
$1.33M 0.33%
39,365
+5,588
+17% +$182K
VWO icon
48
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.02M 0.26%
24,840
-7,870
-24% -$324K
AFK icon
49
VanEck Africa Index ETF
AFK
$104M
$827K 0.21%
26,762
+2,279
+9% +$70.6K
THD icon
50
iShares MSCI Thailand ETF
THD
$355M
$656K 0.16%
9,552
+440
+5% +$33.2K
1
2
3 4 5

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SSA
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FGP
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BIP
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CM
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JFG
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TI
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SAM
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New York Life Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, New York Life Investment Management held 172 positions worth $401M, up 23% from $326M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

New York Life Investment Management deployed $59.9M of net new capital in Q4 2013, opening 17 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.

By sector, the portfolio is most concentrated in Real Estate at 4% of assets, down from 4.7% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $5.09M trimmed.

  • New York Life Investment Management's largest Q4 2013 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 251,165 shares worth $25.4M.
  • New York Life Investment Management added most to Invesco S&P Spin-Off ETF in Q4 2013, an estimated $11.6M increase.
  • New York Life Investment Management's biggest Q4 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $5.09M.
  • New York Life Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $7.67M.
  • New York Life Investment Management's ten largest holdings make up 45% of its $401M portfolio in Q4 2013.
  • New York Life Investment Management opened 17 new positions and closed 22 in Q4 2013.
  • New York Life Investment Management's portfolio value rose 23% quarter-over-quarter to $401M.

Based on New York Life Investment Management's 13F filing for Q4 2013, filed 18 Feb 2014.