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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
526
State Street
STT
$51.3B
$256K 0.02%
3,534
-1,671
-32% -$109K
MZA
527
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$256K 0.02%
16,600
– –
AMT icon
528
American Tower
AMT
$78.8B
$255K 0.02%
2,212
+76
+4% +$8.69K
CSF
529
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$253K 0.02%
7,269
-3,848
-35% -$136K
BRW
530
Saba Capital Income & Opportunities Fund
BRW
$340M
$252K 0.02%
23,862
-1,500
-6% -$15.6K
FPE icon
531
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$251K 0.02%
12,905
+859
+7% +$16.8K
ILCG icon
532
iShares Morningstar Growth ETF
ILCG
$3.26B
$251K 0.02%
10,565
+240
+2% +$5.84K
PII icon
533
Polaris
PII
$3.97B
$251K 0.02%
3,139
+193
+7% +$16.8K
AOK icon
534
iShares Core Conservative Allocation ETF
AOK
$791M
$250K 0.02%
7,623
+100
+1% +$3.32K
CMO
535
DELISTED
Capstead Mortgage Corp.
CMO
$250K 0.02%
26,175
-2,100
-7% -$20.9K
CAG icon
536
Conagra Brands
CAG
$7.07B
$249K 0.02%
6,651
-3
-0% -$108
JKHY icon
537
Jack Henry & Associates
JKHY
$11B
$249K 0.02%
3,052
-445
-13% -$39K
DLR icon
538
Digital Realty Trust
DLR
$70.8B
$245K 0.02%
2,628
-13
-0.5% -$1.32K
DBC icon
539
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$243K 0.02%
16,488
+1,027
+7% +$15.1K
FXU icon
540
First Trust Utilities AlphaDEX Fund
FXU
$815M
$243K 0.02%
9,510
-1,077
-10% -$28.7K
HP icon
541
Helmerich & Payne
HP
$4.18B
$243K 0.02%
3,885
-100
-3% -$6.28K
BIIB icon
542
Biogen
BIIB
$30.6B
$242K 0.02%
820
-325
-28% -$96.3K
UAL icon
543
United Airlines
UAL
$40.2B
$240K 0.02%
+4,103
New +$197K
CHY
544
Calamos Convertible and High Income Fund
CHY
$1.07B
$239K 0.02%
23,482
+4,806
+26% +$53.6K
SPGI icon
545
S&P Global
SPGI
$121B
$239K 0.02%
1,908
+2
+0.1% +$240
SYK icon
546
Stryker
SYK
$133B
$237K 0.02%
+1,982
New +$231K
BLK icon
547
Blackrock
BLK
$175B
$236K 0.02%
659
+35
+6% +$12.7K
HPE icon
548
Hewlett Packard
HPE
$72.4B
$236K 0.02%
17,596
+60
+0.3% +$741
SMDV icon
549
ProShares Russell 2000 Dividend Growers ETF
SMDV
$702M
$236K 0.02%
+5,047
New +$240K
PAA icon
550
Plains All American Pipeline
PAA
$16.4B
$233K 0.02%
+7,964
New +$228K
20 21
22
23 24

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.