National Planning Corporation’s ProShares S&P SmallCap 600 Dividend Aristocrats ETF SMDV Stock Holding History

National Planning Corporation’s Portfolio SMDV Stock Details SMDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-8,528	Closed	-$478K	–	522
2017 Q3	$478K	Sell	8,528 -960	-10%	-$52.5K	0.04%	374
2017 Q2	$521K	Buy	9,488 +536	+6%	+$28.9K	0.04%	394
2017 Q1	$471K	Buy	8,952 +1,101	+14%	+$58.2K	0.04%	399
2016 Q4	$410K	Buy	7,851 +2,804	+56%	+$140K	0.03%	421
2016 Q3	$236K	Buy	+5,047	New	+$240K	0.02%	549

Other funds holding SMDV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BFG

Bouchey Financial Group Troy, New York $1.55B AUM 29.02% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

SFWA

Summit Financial Wealth Advisors Lafayette, Louisiana $782M AUM 24.35% 1-Year Est. Return

National Planning Corporation's SMDV Position: Q4 2017 in Review

National Planning Corporation sold out of ProShares S&P SmallCap 600 Dividend Aristocrats ETF (SMDV) in Q4 2017, closing a stake of 8,528 shares — an estimated $478K sold.

National Planning Corporation first reported a position in SMDV in Q3 2016 and held it in 5 quarters. The position peaked at $521K in Q2 2017. 61 funds tracked by Wall St. Rank hold SMDV as of Q4 2017.

National Planning Corporation reported no remaining ProShares S&P SmallCap 600 Dividend Aristocrats ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 8,528 ProShares S&P SmallCap 600 Dividend Aristocrats ETF shares in Q4 2017, an estimated $478K.
National Planning Corporation first reported a position in ProShares S&P SmallCap 600 Dividend Aristocrats ETF in Q3 2016 and held it in 5 quarters.
National Planning Corporation's ProShares S&P SmallCap 600 Dividend Aristocrats ETF position peaked at $521K in Q2 2017.
61 funds tracked by Wall St. Rank held ProShares S&P SmallCap 600 Dividend Aristocrats ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.