National Planning Corporation’s iShares Russell 2000 ETF IWM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-69	Closed	-$10.5K	–	26
2017 Q4	$10.5K	Sell	69 -95,817	-100%	-$14.4M	1.45%	27
2017 Q3	$14.2M	Buy	95,886 +975	+1%	+$137K	1.19%	15
2017 Q2	$13.5M	Sell	94,911 -302,877	-76%	-$41.9M	1.03%	18
2017 Q1	$54M	Sell	397,788 -17,858	-4%	-$2.44M	4.09%	1
2016 Q4	$56M	Buy	415,646 +31,972	+8%	+$4.09M	4.36%	1
2016 Q3	$45.5M	Buy	383,674 +201,132	+110%	+$24.4M	3.61%	1
2016 Q2	$21.8M	Buy	182,542 +149,976	+461%	+$16.9M	1.69%	9
2016 Q1	$3.61M	Sell	32,566 -7,845	-19%	-$812K	0.31%	72
2015 Q4	$3.96M	Buy	40,411 +3,844	+11%	+$443K	0.32%	70
2015 Q3	$4.33M	Sell	36,567 -181,376	-83%	-$21.5M	0.4%	57
2015 Q2	$26.2M	Buy	217,943 +32,515	+18%	+$4.06M	2.35%	2
2015 Q1	$22.4M	Sell	185,428 -35,057	-16%	-$4.23M	1.99%	6
2014 Q4	$25.7M	Buy	220,485 +155,428	+239%	+$17.8M	1.82%	7
2014 Q3	$7.13M	Sell	65,057 -14,877	-19%	-$1.7M	0.54%	40
2014 Q2	$9.5M	Sell	79,934 -4,347	-5%	-$494K	0.75%	28
2014 Q1	$9.98M	Sell	84,281 -151,446	-64%	-$17.5M	0.86%	23
2013 Q4	$27.2M	Buy	235,727 +108,908	+86%	+$12M	2.42%	3
2013 Q3	$13.7M	Buy	126,819 +56,432	+80%	+$5.84M	1.33%	10
2013 Q2	$6.83M	Buy	+70,387	New	+$6.72M	0.85%	24