National Planning Corporation’s Plains All American Pipeline PAA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,964	Closed	-$233K	–	715
2016 Q3	$233K	Buy	+7,964	New	+$228K	0.02%	550
2015 Q4	–	Sell	-22,509	Closed	-$657K	–	747
2015 Q3	$657K	Sell	22,509 -1,214	-5%	-$44.4K	0.06%	290
2015 Q2	$846K	Sell	23,723 -2,196	-8%	-$105K	0.08%	245
2015 Q1	$1.31M	Sell	25,919 -502	-2%	-$24.9K	0.12%	171
2014 Q4	$1.31M	Sell	26,421 -6,307	-19%	-$335K	0.09%	201
2014 Q3	$1.9M	Buy	32,728 +393	+1%	+$23K	0.14%	139
2014 Q2	$1.94M	Buy	32,335 +1,054	+3%	+$60K	0.15%	137
2014 Q1	$1.73M	Buy	31,281 +2,240	+8%	+$118K	0.15%	140
2013 Q4	$1.49M	Sell	29,041 -3,204	-10%	-$164K	0.13%	172
2013 Q3	$1.72M	Buy	32,245 +6,357	+25%	+$339K	0.17%	135
2013 Q2	$1.44M	Buy	+25,888	New	+$1.47M	0.18%	130