National Planning Corporation’s Plains All American Pipeline PAA Stock Holding History

National Planning Corporation’s Portfolio PAA Stock Details PAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,964	Closed	-$233K	–	715
2016 Q3	$233K	Buy	+7,964	New	+$228K	0.02%	550
2015 Q4	–	Sell	-22,509	Closed	-$657K	–	747
2015 Q3	$657K	Sell	22,509 -1,214	-5%	-$44.4K	0.06%	290
2015 Q2	$846K	Sell	23,723 -2,196	-8%	-$105K	0.08%	245
2015 Q1	$1.31M	Sell	25,919 -502	-2%	-$24.9K	0.12%	171
2014 Q4	$1.31M	Sell	26,421 -6,307	-19%	-$335K	0.09%	201
2014 Q3	$1.9M	Buy	32,728 +393	+1%	+$23K	0.14%	139
2014 Q2	$1.94M	Buy	32,335 +1,054	+3%	+$60K	0.15%	137
2014 Q1	$1.73M	Buy	31,281 +2,240	+8%	+$118K	0.15%	140
2013 Q4	$1.49M	Sell	29,041 -3,204	-10%	-$164K	0.13%	172
2013 Q3	$1.72M	Buy	32,245 +6,357	+25%	+$339K	0.17%	135
2013 Q2	$1.44M	Buy	+25,888	New	+$1.47M	0.18%	130

Other funds holding PAA

TCA

Tortoise Capital Advisors Overland Park, Kansas $9.84B AUM 26.47% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

HFA

Harvest Fund Advisors Wayne, Pennsylvania $4.87B AUM 49.03% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.1B AUM 17.16% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

EIP

Energy Income Partners Westport, Connecticut $6.36B AUM 17.8% 1-Year Est. Return

National Planning Corporation's PAA Position: Q4 2016 in Review

National Planning Corporation sold out of Plains All American Pipeline (PAA) in Q4 2016, closing a stake of 7,964 shares — an estimated $233K sold.

National Planning Corporation first reported a position in PAA in Q2 2013 and held it in 11 quarters. The position peaked at $1.94M in Q2 2014. 449 funds tracked by Wall St. Rank hold PAA as of Q4 2016.

National Planning Corporation reported no remaining Plains All American Pipeline position as of Q4 2016 after selling out during the quarter.
National Planning Corporation sold 7,964 Plains All American Pipeline shares in Q4 2016, an estimated $233K.
National Planning Corporation first reported a position in Plains All American Pipeline in Q2 2013 and held it in 11 quarters.
National Planning Corporation's Plains All American Pipeline position peaked at $1.94M in Q2 2014.
449 funds tracked by Wall St. Rank held Plains All American Pipeline as of Q4 2016.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.