We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
426
AGNC Investment
AGNC
$12.9B
$400K 0.03%
18,462
+1,982
+12% +$42.4K
CSX icon
427
CSX Corp
CSX
$93.1B
$400K 0.03%
22,116
-4,671
-17% -$80.2K
VOD icon
428
Vodafone
VOD
$37.4B
$400K 0.03%
14,055
-1,309
-9% -$37.9K
CLR
429
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$400K 0.03%
+10,360
New +$352K
QTEC icon
430
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$398K 0.03%
5,846
+1,636
+39% +$107K
CXP
431
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$398K 0.03%
18,271
+21
+0.1% +$452
FPX icon
432
First Trust US Equity Opportunities ETF
FPX
$1.49B
$396K 0.03%
6,197
+798
+15% +$48.8K
CHY
433
Calamos Convertible and High Income Fund
CHY
$1.06B
$395K 0.03%
+33,206
New +$393K
CMA
434
DELISTED
Comerica
CMA
$395K 0.03%
5,179
-584
-10% -$41.8K
IGSB icon
435
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$395K 0.03%
7,502
-1,916
-20% -$101K
TJX icon
436
TJX Companies
TJX
$178B
$393K 0.03%
10,658
-444
-4% -$15.8K
LRCX icon
437
Lam Research
LRCX
$390B
$392K 0.03%
+21,210
New +$344K
KKR icon
438
KKR & Co
KKR
$92.3B
$391K 0.03%
19,255
-1,061
-5% -$20.1K
SIRI icon
439
SiriusXM
SIRI
$10.1B
$391K 0.03%
7,079
-422
-6% -$23.4K
RWJ icon
440
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$390K 0.03%
17,061
-9,954
-37% -$214K
BCE icon
441
BCE
BCE
$21.2B
$388K 0.03%
8,293
-90
-1% -$4.21K
TAN icon
442
Invesco Solar ETF
TAN
$1.38B
$388K 0.03%
17,919
-3,731
-17% -$79.9K
TOTL icon
443
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$388K 0.03%
7,883
-40,292
-84% -$1.99M
NAC icon
444
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$385K 0.03%
25,795
+9
+0% +$137
QQQX icon
445
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$385K 0.03%
17,400
+450
+3% +$9.85K
SIR
446
DELISTED
SELECT INCOME REIT
SIR
$385K 0.03%
37,362
+967
+3% +$9.92K
ACWV icon
447
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$383K 0.03%
4,709
+709
+18% +$57.1K
PBCT
448
DELISTED
People's United Financial Inc
PBCT
$383K 0.03%
21,113
-25,919
-55% -$447K
FNX icon
449
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$375K 0.03%
6,058
+1,451
+31% +$86.7K
IWN icon
450
iShares Russell 2000 Value ETF
IWN
$14.6B
$374K 0.03%
3,013
-504
-14% -$59.4K
16 17
18
19 20

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.