National Planning Corporation’s Invesco S&P SmallCap 600 Revenue ETF RWJ Stock Holding History

National Planning Corporation’s Portfolio RWJ Stock Details RWJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-17,061	Closed	-$390K	–	498
2017 Q3	$390K	Sell	17,061 -9,954	-37%	-$214K	0.03%	440
2017 Q2	$601K	Buy	27,015 +12,762	+90%	+$279K	0.05%	358
2017 Q1	$307K	Buy	+14,253	New	+$318K	0.02%	510
2015 Q1	–	Sell	-3,477	Closed	-$63.7K	–	1773
2014 Q4	$63.7K	Buy	+3,477	New	+$62.9K	﹤0.01%	1141

Other funds holding RWJ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

FFW

Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

National Planning Corporation's RWJ Position: Q4 2017 in Review

National Planning Corporation sold out of Invesco S&P SmallCap 600 Revenue ETF (RWJ) in Q4 2017, closing a stake of 17,061 shares — an estimated $390K sold.

National Planning Corporation first reported a position in RWJ in Q4 2014 and held it in 4 quarters. The position peaked at $601K in Q2 2017. 55 funds tracked by Wall St. Rank hold RWJ as of Q4 2017.

National Planning Corporation reported no remaining Invesco S&P SmallCap 600 Revenue ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 17,061 Invesco S&P SmallCap 600 Revenue ETF shares in Q4 2017, an estimated $390K.
National Planning Corporation first reported a position in Invesco S&P SmallCap 600 Revenue ETF in Q4 2014 and held it in 4 quarters.
National Planning Corporation's Invesco S&P SmallCap 600 Revenue ETF position peaked at $601K in Q2 2017.
55 funds tracked by Wall St. Rank held Invesco S&P SmallCap 600 Revenue ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.