National Planning Corporation’s State Street DoubleLine Total Return Tactical ETF TOTL Stock Holding History

National Planning Corporation’s Portfolio TOTL Stock Details TOTL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,883	Closed	-$388K	–	553
2017 Q3	$388K	Sell	7,883 -40,292	-84%	-$1.99M	0.03%	443
2017 Q2	$2.36M	Buy	48,175 +31,221	+184%	+$1.54M	0.18%	131
2017 Q1	$829K	Buy	16,954 +4,803	+40%	+$234K	0.06%	269
2016 Q4	$591K	Sell	12,151 -35,567	-75%	-$1.75M	0.05%	327
2016 Q3	$2.38M	Buy	47,718 +1,272	+3%	+$63.7K	0.19%	114
2016 Q2	$2.32M	Sell	46,446 -463	-1%	-$22.9K	0.18%	118
2016 Q1	$2.32M	Sell	46,909 -79,457	-63%	-$3.89M	0.2%	114
2015 Q4	$6.19M	Buy	126,366 +2,849	+2%	+$140K	0.51%	41
2015 Q3	$6.08M	Buy	123,517 +34,554	+39%	+$1.71M	0.56%	32
2015 Q2	$4.41M	Buy	+88,963	New	+$4.43M	0.4%	55

Other funds holding TOTL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAI

Capital Advisors Inc Tulsa, Oklahoma $6.8B AUM 26.96% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

National Planning Corporation's TOTL Position: Q4 2017 in Review

National Planning Corporation sold out of State Street DoubleLine Total Return Tactical ETF (TOTL) in Q4 2017, closing a stake of 7,883 shares — an estimated $388K sold.

National Planning Corporation first reported a position in TOTL in Q2 2015 and held it in 10 quarters. The position peaked at $6.19M in Q4 2015. 267 funds tracked by Wall St. Rank hold TOTL as of Q4 2017.

National Planning Corporation reported no remaining State Street DoubleLine Total Return Tactical ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 7,883 State Street DoubleLine Total Return Tactical ETF shares in Q4 2017, an estimated $388K.
National Planning Corporation first reported a position in State Street DoubleLine Total Return Tactical ETF in Q2 2015 and held it in 10 quarters.
National Planning Corporation's State Street DoubleLine Total Return Tactical ETF position peaked at $6.19M in Q4 2015.
267 funds tracked by Wall St. Rank held State Street DoubleLine Total Return Tactical ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.