National Planning Corporation’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

National Planning Corporation’s Portfolio NML Stock Details NML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,570	Closed	-$136K	–	745
2015 Q3	$136K	Sell	10,570 -309	-3%	-$4.54K	0.01%	585
2015 Q2	$172K	Sell	10,879 -5,450	-33%	-$96.7K	0.02%	599
2015 Q1	$300K	Sell	16,329 -3,069	-16%	-$56.1K	0.03%	490
2014 Q4	$338K	Sell	19,398 -8,418	-30%	-$165K	0.02%	511
2014 Q3	$604K	Buy	27,816 +5,965	+27%	+$123K	0.05%	350
2014 Q2	$441K	Buy	21,851 +1,343	+7%	+$25.8K	0.03%	444
2014 Q1	$372K	Sell	20,508 -3,798	-16%	-$70.2K	0.03%	477
2013 Q4	$463K	Buy	24,306 +4,826	+25%	+$88.3K	0.04%	384
2013 Q3	$367K	Buy	+19,480	New	+$378K	0.04%	430

Other funds holding NML

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

National Planning Corporation's NML Position: Q4 2015 in Review

National Planning Corporation sold out of Neuberger Energy Infrastructure and Income Fund Inc (NML) in Q4 2015, closing a stake of 10,570 shares — an estimated $136K sold.

National Planning Corporation first reported a position in NML in Q3 2013 and held it in 9 quarters. The position peaked at $604K in Q3 2014. 38 funds tracked by Wall St. Rank hold NML as of Q4 2015.

National Planning Corporation reported no remaining Neuberger Energy Infrastructure and Income Fund Inc position as of Q4 2015 after selling out during the quarter.
National Planning Corporation sold 10,570 Neuberger Energy Infrastructure and Income Fund Inc shares in Q4 2015, an estimated $136K.
National Planning Corporation first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q3 2013 and held it in 9 quarters.
National Planning Corporation's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $604K in Q3 2014.
38 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q4 2015.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.