Mariner’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Mariner’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$343K	Sell	12,100 -400	-3%	-$11K	﹤0.01%	2737
2026 Q1	$329K	Hold	12,500	–	–	﹤0.01%	2787
2025 Q4	$325K	Sell	12,500 -1,730	-12%	-$44.3K	﹤0.01%	2771
2025 Q3	$360K	Buy	14,230 +355	+3%	+$8.76K	﹤0.01%	2669
2025 Q2	$333K	Sell	13,875 -500	-3%	-$11.7K	﹤0.01%	2641
2025 Q1	$337K	Sell	14,375 -4,275	-23%	-$105K	﹤0.01%	2518
2024 Q4	$462K	Sell	18,650 -1,575	-8%	-$39.4K	﹤0.01%	2261
2024 Q3	$497K	Buy	20,225 +5,675	+39%	+$136K	﹤0.01%	2128
2024 Q2	$339K	Buy	+14,550	New	+$333K	﹤0.01%	2355
2024 Q1	–	Sell	-12,600	Closed	-$277K	–	3233
2023 Q4	$277K	Buy	12,600 +350	+3%	+$7.2K	﹤0.01%	2421
2023 Q3	$249K	Buy	12,250 +1,500	+14%	+$31.3K	﹤0.01%	2325
2023 Q2	$224K	Buy	+10,750	New	+$220K	﹤0.01%	2368

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Mariner's SMAY Position: Q2 2026 in Review

Mariner reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 3.2% in Q2 2026, selling an estimated $11K and leaving 12,100 shares worth $343K. The position accounts for ﹤0.01% of the portfolio, ranked #2737.

Mariner first reported a position in SMAY in Q2 2023 and has held it in 12 quarters since. The position peaked at $497K in Q3 2024. 67 funds tracked by Wall St. Rank hold SMAY as of Q2 2026.

Mariner held 12,100 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $343K as of Q2 2026.
Mariner sold 400 FT Vest US Small Cap Moderate Buffer ETF May shares in Q2 2026, an estimated $11K.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of Mariner's portfolio in Q2 2026, its #2737 holding.
Mariner first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q2 2023 and has held it in 12 quarters since.
Mariner's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $497K in Q3 2024.
67 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q2 2026.

Based on Mariner's 13F filing for Q2 2026, filed 13 Aug 2026.