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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSK
76
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$1.75M 0.26%
35,000
-12,000
-26% -$599K
VIA
77
DELISTED
Viacom Inc. Class A
VIA
$1.74M 0.26%
19,800
– –
GBAB
78
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$1.72M 0.26%
+86,764
New +$1.71M
MUE
79
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.68M 0.25%
+139,102
New +$1.68M
PML
80
PIMCO Municipal Income Fund II
PML
$485M
$1.65M 0.25%
+154,661
New +$1.66M
VKI icon
81
Invesco Advantage Municipal Income Trust II
VKI
$396M
$1.64M 0.25%
+156,117
New +$1.62M
AIF
82
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.59M 0.24%
+88,446
New +$1.53M
FSD
83
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.58M 0.24%
91,897
+46,100
+101% +$801K
BLE
84
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.56M 0.23%
+118,261
New +$1.59M
MSFT icon
85
Microsoft
MSFT
$3.45T
$1.54M 0.23%
41,200
-18,800
-31% -$683K
LEAP
86
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$1.52M 0.23%
+87,403
New +$1.44M
FCX icon
87
Freeport-McMoran
FCX
$90B
$1.52M 0.23%
+40,247
New +$1.43M
JSD
88
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.46M 0.22%
+77,640
New +$1.45M
RDS.A
89
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.43M 0.21%
20,000
– –
HPI
90
John Hancock Preferred Income Fund
HPI
$430M
$1.38M 0.21%
+77,057
New +$1.42M
NUE icon
91
Nucor
NUE
$58.6B
$1.33M 0.2%
+24,941
New +$1.29M
MFL
92
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$1.32M 0.2%
+105,760
New +$1.34M
NQM
93
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.32M 0.2%
+97,778
New +$1.31M
MIN
94
Aberdeen Intermediate Income Fund
MIN
$274M
$1.31M 0.2%
+252,596
New +$1.32M
EVF
95
Eaton Vance Senior Income Trust
EVF
$90.3M
$1.3M 0.2%
188,700
+140,056
+288% +$978K
BGX
96
Blackstone Long-Short Credit Income Fund
BGX
$136M
$1.26M 0.19%
+70,265
New +$1.25M
DISH
97
CALL
DELISTED
DISH Network Corp.
DISH
$1.25M 0.19%
330,800
+310,800
+1,554% +$15.9M
PDT
98
John Hancock Premium Dividend Fund
PDT
$634M
$1.23M 0.18%
+105,991
New +$1.27M
TFM
99
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$1.22M 0.18%
+30,000
New +$1.4M
NKX icon
100
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
$1.21M 0.18%
+99,718
New +$1.22M
2 3
4
5 6

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.