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MIG

Mariner Investment Group Portfolio holdings

AUM $346M
1-Year Est. Return 25.25%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.25%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$57.4M 8.61%
310,575
-218,575
-41% -$38.7M
EP.PRC icon
2
El Paso Energy Capital Trust I
EP.PRC
$225M
$33.2M 4.98%
+592,868
New +$32.8M
NOV icon
3
NOV
NOV
$7.45B
$26.8M 4.03%
+373,984
New +$27.2M
RPT.PRD
4
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$22M 3.31%
373,807
+21,798
+6% +$1.28M
GDX icon
5
VanEck Gold Miners ETF
GDX
$23B
$21.6M 3.24%
+1,021,500
New +$23.6M
QQQ icon
6
Invesco QQQ Trust
QQQ
$455B
$19.8M 2.97%
225,002
+210,002
+1,400% +$17.5M
GDX icon
7
PUT
VanEck Gold Miners ETF
GDX
$23B
$19.5M 2.92%
+1,090,100
New +$25.2M
GM.WS.A
8
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$18.3M 2.75%
585,821
+128,000
+28% +$3.61M
LMT icon
9
Lockheed Martin
LMT
$134B
$17.8M 2.67%
119,820
+48,820
+69% +$6.63M
MMM icon
10
3M
MMM
$89B
$14.7M 2.21%
+125,642
New +$13.4M
INTC icon
11
Intel
INTC
$466B
$13.6M 2.05%
525,000
-449,365
-46% -$10.9M
WELL.PRI
12
DELISTED
Welltower Inc.
WELL.PRI
$12.5M 1.88%
243,400
-55,883
-19% -$3.12M
VZ icon
13
Verizon
VZ
$194B
$11M 1.65%
223,875
+170,875
+322% +$8.4M
ROST icon
14
Ross Stores
ROST
$76.6B
$10.9M 1.63%
+290,598
New +$10.9M
TLT icon
15
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$9.84M 1.48%
96,625
+73,625
+320% +$7.71M
EPR.PRC icon
16
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$151M
$9.78M 1.47%
482,934
+135,071
+39% +$2.83M
PCI
17
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.26M 1.39%
+412,071
New +$9.15M
DSL
18
DoubleLine Income Solutions Fund
DSL
$1.21B
$9.12M 1.37%
+432,500
New +$8.93M
BGB
19
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$7.93M 1.19%
+445,791
New +$7.99M
CMCSA icon
20
Comcast
CMCSA
$79.1B
$7.81M 1.17%
+300,554
New +$7.24M
CTF
21
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.32M 1.1%
+424,904
New +$7.09M
CEF icon
22
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$7.23M 1.09%
545,341
-564,659
-51% -$7.94M
BOI
23
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$7.16M 1.08%
+432,281
New +$7.15M
FPF
24
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$7.12M 1.07%
+334,883
New +$6.96M
SLB icon
25
SLB Ltd
SLB
$77.8B
$6.77M 1.02%
75,143
+65,163
+653% +$5.88M
1
2 3 4 5

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PFMOSF
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OPW
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FFA
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WC
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WRM
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AIM
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Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.