Mariner Investment Group’s Invesco QQQ Trust QQQ Stock Holding History

Mariner Investment Group’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-15,000	Closed	-$1.55M	–	236
2014 Q4	$1.55M	Hold	15,000	–	–	0.26%	91
2014 Q3	$1.48M	Hold	15,000	–	–	0.31%	81
2014 Q2	$1.41M	Hold	15,000	–	–	0.27%	90
2014 Q1	$1.31M	Sell	15,000 -210,002	-93%	-$18.6M	0.29%	75
2013 Q4	$19.8M	Buy	225,002 +210,002	+1,400%	+$17.5M	2.97%	6
2013 Q3	$1.18M	Buy	+15,000	New	+$1.14M	0.3%	58

Other funds holding QQQ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Mariner Investment Group's QQQ Position: Q1 2015 in Review

Mariner Investment Group sold out of Invesco QQQ Trust (QQQ) in Q1 2015, closing a stake of 15,000 shares — an estimated $1.55M sold.

Mariner Investment Group first reported a position in QQQ in Q3 2013 and held it in 6 quarters. The position peaked at $19.8M in Q4 2013. 648 funds tracked by Wall St. Rank hold QQQ as of Q1 2015.

Mariner Investment Group reported no remaining Invesco QQQ Trust position as of Q1 2015 after selling out during the quarter.
Mariner Investment Group sold 15,000 Invesco QQQ Trust shares in Q1 2015, an estimated $1.55M.
Mariner Investment Group first reported a position in Invesco QQQ Trust in Q3 2013 and held it in 6 quarters.
Mariner Investment Group's Invesco QQQ Trust position peaked at $19.8M in Q4 2013.
648 funds tracked by Wall St. Rank held Invesco QQQ Trust as of Q1 2015.

Based on Mariner Investment Group's 13F filing for Q1 2015, filed 13 May 2015.