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Invesco QQQ Trust

449 hedge funds and large institutions have $10.4B invested in Invesco QQQ Trust in 2013 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 162 increasing their positions, 142 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 40

14% more repeat investments, than reductions

Existing positions increased: 162 | Existing positions reduced: 142

6% more capital invested

Capital invested by funds: $9.87B → $10.4B (+$568M)

2% more funds holding

Funds holding: 439449 (+10)

2% less funds holding in top 10

Funds holding in top 10: 4746 (-1)

17% less call options, than puts

Call options by funds: $4.85B | Put options by funds: $5.84B

Holders
449
Holders Change
+10
Holders Change %
+2.28%
% of All Funds
14.56%
Holding in Top 10
46
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-2.13%
% of All Funds
1.49%
New
56
Increased
162
Reduced
142
Closed
40
Calls
$4.85B
Puts
$5.84B
Net Calls
-$987M
Net Calls Change
-$414M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$850M +$333M +4,367,091 +68%
Deutsche Bank
2
Deutsche Bank
Germany
$752M +$629M +8,260,891 +649%
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$749M +$439M +5,765,410 +154%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$646M -$595K -7,818 -0.1%
Morgan Stanley
5
Morgan Stanley
New York
$626M -$167M -2,190,368 -22%
SMM
6
Stadion Money Management
Georgia
$537M +$513M +6,734,849 +8,813%
CTC (Chicago Trading Company)
7
CTC (Chicago Trading Company)
Illinois
$479M +$124M +1,632,850 +37%
AM
8
Appaloosa Management
Florida
$453M
Citigroup
9
Citigroup
New York
$412M -$188M -2,469,517 -32%
Bank of America
10
Bank of America
North Carolina
$341M -$130M -1,703,269 -28%
LPL Financial
11
LPL Financial
California
$279M +$14.4M +188,766 +6%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$257M -$696M -9,142,469 -74%
SG Americas Securities
13
SG Americas Securities
New York
$257M +$5.53M +72,584 +2%
VKH
14
Virtu KCG Holdings
New York
$257M +$248M +3,257,873 New
Wells Fargo
15
Wells Fargo
California
$240M +$23.5M +309,120 +11%
BlackRock
16
BlackRock
New York
$230M
U
17
UBS
Switzerland
$200M +$33.5M +440,281 +21%
NG
18
NatWest Group
United Kingdom
$165M +$159M +2,085,159 +49,109%
MSU
19
Mizuho Securities USA
New York
$117M +$36.8M +483,432 +48%
JP Morgan Chase
20
JP Morgan Chase
New York
$114M -$37.2M -488,246 -25%
CS
21
Credit Suisse
Switzerland
$110M -$170M -2,228,797 -61%
Fidelity Investments
22
Fidelity Investments
Massachusetts
$97.5M +$89.6M +1,176,385 +1,974%
Two Sigma Investments
23
Two Sigma Investments
New York
$80.4M +$76.8M +1,008,720 +9,718%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$74.5M -$5.08M -66,759 -7%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$61.7M +$9.29M +121,909 +18%

QQQ Hedge Fund Activity: Q3 2013 in Review

449 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco QQQ Trust (QQQ) for Q3 2013, worth a combined $10.4B — up 5.8% from $9.87B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new QQQ positions and 40 closed out — a net gain of 16 holders — while 162 added to existing stakes and 142 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $629M. The largest seller was Susquehanna International Group, cutting an estimated $696M.

  • 449 institutional investors held Invesco QQQ Trust (QQQ) as of Q3 2013, up from 439 in Q2 2013.
  • Funds reported $10.4B of Invesco QQQ Trust stock for Q3 2013, up 5.8% quarter-over-quarter.
  • 56 funds opened new Invesco QQQ Trust positions in Q3 2013 and 40 closed out, a net change of +16 holders.
  • The largest Invesco QQQ Trust buyer in Q3 2013 was Deutsche Bank, an estimated $629M added.
  • The largest Invesco QQQ Trust seller in Q3 2013 was Susquehanna International Group, an estimated $696M sold.

Based on aggregated 13F filings for Q3 2013.