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Invesco QQQ Trust

532 hedge funds and large institutions have $15.9B invested in Invesco QQQ Trust in 2013 Q4 according to their latest regulatory filings, with 119 funds opening new positions, 198 increasing their positions, 126 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

297% more first-time investments, than exits

New positions opened: 119 | Existing positions closed: 30

57% more repeat investments, than reductions

Existing positions increased: 198 | Existing positions reduced: 126

52% more capital invested

Capital invested by funds: $10.4B → $15.9B (+$5.48B)

46% more funds holding in top 10

Funds holding in top 10: 4667 (+21)

18% more funds holding

Funds holding: 449532 (+83)

9% less call options, than puts

Call options by funds: $7.15B | Put options by funds: $7.84B

Holders
532
Holders Change
+83
Holders Change %
+18.49%
% of All Funds
15.44%
Holding in Top 10
67
Holding in Top 10 Change
+21
Holding in Top 10 Change %
+45.65%
% of All Funds
1.94%
New
119
Increased
198
Reduced
126
Closed
30
Calls
$7.15B
Puts
$7.84B
Net Calls
-$695M
Net Calls Change
+$292M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$1.29B +$328M +3,937,604 +37%
WIM
2
Windhaven Investment Management
Massachusetts
$1.27B -$91.6M -1,099,118 -7%
Deutsche Bank
3
Deutsche Bank
Germany
$1.18B +$324M +3,884,982 +41%
Bank of America
4
Bank of America
North Carolina
$1.09B +$672M +8,070,373 +187%
Morgan Stanley
5
Morgan Stanley
New York
$911M +$202M +2,424,752 +31%
AM
6
Appaloosa Management
Florida
$765M +$246M +2,950,000 +51%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$735M +$14.7M +176,044 +2%
SMM
8
Stadion Money Management
Georgia
$726M +$120M +1,445,407 +21%
CTC (Chicago Trading Company)
9
CTC (Chicago Trading Company)
Illinois
$700M +$162M +1,940,953 +32%
Citigroup
10
Citigroup
New York
$499M +$37.5M +450,405 +9%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$426M -$388M -4,661,860 -49%
U
12
UBS
Switzerland
$415M +$182M +2,181,882 +86%
Barclays
13
Barclays
United Kingdom
$362M +$299M +3,591,163 +635%
LPL Financial
14
LPL Financial
California
$324M +$14.9M +179,035 +5%
Wells Fargo
15
Wells Fargo
California
$299M +$30M +359,785 +12%
CA
16
Commerzbank Aktiengesellschaft
Germany
$288M +$233M +2,800,469 +516%
BlackRock
17
BlackRock
New York
$256M
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$252M +$160M +1,917,300 +203%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$242M -$42.5M -509,786 -16%
SG Americas Securities
20
SG Americas Securities
New York
$240M -$44.3M -531,429 -16%
Bank of Nova Scotia
21
Bank of Nova Scotia
Ontario, Canada
$201M +$142M +1,701,075 +293%
CS
22
Credit Suisse
Switzerland
$101M -$20.6M -246,915 -18%
HI
23
Horizon Investments
North Carolina
$99.1M +$93.9M +1,127,073 New
Nomura Holdings
24
Nomura Holdings
Japan
$94.3M +$38.8M +466,087 +77%
CM
25
Churchill Management
California
$89M +$22.1M +265,667 +36%

QQQ Hedge Fund Activity: Q4 2013 in Review

532 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco QQQ Trust (QQQ) for Q4 2013, worth a combined $15.9B — up 52% from $10.4B a quarter earlier.

Buyers outnumbered sellers: 119 funds opened new QQQ positions and 30 closed out — a net gain of 89 holders — while 198 added to existing stakes and 126 trimmed.

The largest buyer was Bank of America, adding an estimated $672M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $388M.

  • 532 institutional investors held Invesco QQQ Trust (QQQ) as of Q4 2013, up from 449 in Q3 2013.
  • Funds reported $15.9B of Invesco QQQ Trust stock for Q4 2013, up 52% quarter-over-quarter.
  • 119 funds opened new Invesco QQQ Trust positions in Q4 2013 and 30 closed out, a net change of +89 holders.
  • The largest Invesco QQQ Trust buyer in Q4 2013 was Bank of America, an estimated $672M added.
  • The largest Invesco QQQ Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $388M sold.

Based on aggregated 13F filings for Q4 2013.