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MIG

Mariner Investment Group Portfolio holdings

AUM $346M
1-Year Est. Return 25.25%
This Fund
S&P 500
This Quarter Est. Return
+1.09%
1 Year Est. Return
+25.25%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$89.1M
AUM Growth
+$24.8M
Cap. Flow
+$51.3M
Cap. Flow %
57.53%
Top 10 Hldgs %
42.61%
Holding
93
New
36
Increased
17
Reduced
18
Closed
9

Top Buys

Rank Stock Value
1
HQL
abrdn Life Sciences Investors
HQL
+$1.82M
2
CEFL
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
+$1.66M
3
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
+$1.38M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$1.33M
5
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$1.26M

Top Sells

Rank Stock Value
1
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$821K
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$554K
3
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$439K
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$434K
5
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$412K

Sector Composition

Rank Sector Weight
1 Financials 1.58%
2 Technology 1.51%
3 Energy 0.96%
4 Real Estate 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
1
Invesco Senior Loan ETF
BKLN
$7.1B
$7.19M 8.06%
315,000
-10,000
-3% -$226K
JQC icon
2
Nuveen Credit Strategies Income Fund
JQC
$702M
$4.75M 5.33%
619,149
– –
KTF
3
DWS Municipal Income Trust
KTF
$346M
$4.14M 4.65%
365,670
-13,003
-3% -$149K
MFL
4
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.05M 3.42%
229,194
+33,830
+17% +$451K
FRA icon
5
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$2.57M 2.89%
191,484
+6,845
+4% +$88.1K
MYI icon
6
BlackRock MuniYield Quality Fund III
MYI
$709M
$2.22M 2.49%
164,099
-30,603
-16% -$412K
CEFL
7
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$2.14M 2.4%
149,946
+118,450
+376% +$1.66M
JRO
8
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.97M 2.21%
197,259
+8,586
+5% +$82K
HQL
9
abrdn Life Sciences Investors
HQL
$585M
$1.93M 2.17%
+110,993
New +$1.82M
BGT icon
10
BlackRock Floating Rate Income Trust
BGT
$322M
$1.9M 2.13%
147,223
+6,859
+5% +$85.8K
MUC icon
11
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$1.81M 2.04%
129,713
-31,413
-19% -$439K
NSL
12
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.8M 2.02%
302,467
+20,000
+7% +$115K
JSD
13
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.49M 1.67%
97,826
+85,255
+678% +$1.26M
CEF icon
14
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$1.47M 1.64%
100,000
– –
VMM
15
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$1.42M 1.6%
108,217
-320
-0.3% -$4.18K
TLI
16
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.4M 1.57%
140,940
+62,262
+79% +$596K
MCA
17
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.39M 1.56%
97,904
-11,111
-10% -$158K
NTG
18
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.38M 1.54%
+12,550
New +$1.38M
JFR icon
19
Nuveen Floating Rate Income Fund
JFR
$1.23B
$1.36M 1.52%
132,306
+19,461
+17% +$187K
NML
20
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$1.35M 1.52%
+200,000
New +$1.33M
AVYA
21
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.35M 1.51%
100,030
-9,970
-9% -$122K
FMO
22
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.22M 1.37%
+31,000
New +$1.21M
TEAF
23
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$1.2M 1.35%
+73,318
New +$1.19M
EVF
24
Eaton Vance Senior Income Trust
EVF
$90.3M
$1.18M 1.32%
183,770
-19,500
-10% -$121K
CEM
25
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.14M 1.28%
+20,260
New +$1.09M
1
2 3 4

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Mariner Investment Group's Q4 2019 Portfolio in Review

As of Q4 2019, Mariner Investment Group held 93 positions worth $89.1M, up 39% from $64.3M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Mariner Investment Group deployed $51.3M of net new capital in Q4 2019, opening 36 new positions and adding to 17 existing holdings. Its largest new stake was abrdn Life Sciences Investors: 110,993 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, up from 1.2% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was BlackRock MuniHoldings California Quality Fund, an estimated $439K trimmed.

  • Mariner Investment Group's largest Q4 2019 buy was abrdn Life Sciences Investors: 110,993 shares worth $1.93M.
  • Mariner Investment Group added most to ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN in Q4 2019, an estimated $1.66M increase.
  • Mariner Investment Group's biggest Q4 2019 reduction was BlackRock MuniHoldings California Quality Fund, cutting an estimated $439K.
  • Mariner Investment Group fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2019, selling an estimated $821K.
  • Mariner Investment Group's ten largest holdings make up 43% of its $89.1M portfolio in Q4 2019.
  • Mariner Investment Group opened 36 new positions and closed 9 in Q4 2019.
  • Mariner Investment Group's portfolio value rose 39% quarter-over-quarter to $89.1M.

Based on Mariner Investment Group's 13F filing for Q4 2019, filed 11 Feb 2020.