Mariner Investment Group’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Mariner Investment Group’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-18,392	Closed	-$286K	–	92
2022 Q3	$286K	Buy	+18,392	New	+$296K	0.32%	83
2022 Q2	–	Sell	-32,000	Closed	-$620K	–	194
2022 Q1	$620K	Buy	+32,000	New	+$589K	0.78%	16
2021 Q2	–	Sell	-48,243	Closed	-$838K	–	122
2021 Q1	$838K	Buy	48,243 +3,243	+7%	+$60.1K	2.05%	16
2020 Q4	$871K	Buy	+45,000	New	+$838K	1.77%	20
2020 Q1	–	Sell	-100,000	Closed	-$1.47M	–	56
2019 Q4	$1.47M	Hold	100,000	–	–	1.64%	15
2019 Q3	$1.42M	Hold	100,000	–	–	2.2%	15
2019 Q2	$1.32M	Buy	+100,000	New	+$1.25M	2.33%	15
2016 Q2	–	Sell	-685,000	Closed	-$8.21M	–	149
2016 Q1	$8.21M	Sell	685,000 -15,000	-2%	-$171K	2.27%	7
2015 Q4	$6.99M	Sell	700,000 -15,000	-2%	-$159K	1.55%	10
2015 Q3	$7.57M	Buy	715,000 +439,287	+159%	+$4.76M	1.53%	14
2015 Q2	$3.21M	Buy	+275,713	New	+$3.3M	0.82%	39
2014 Q4	–	Sell	-108,352	Closed	-$1.33M	–	246
2014 Q3	$1.33M	Hold	108,352	–	–	0.28%	83
2014 Q2	$1.57M	Sell	108,352 -70,800	-40%	-$979K	0.3%	80
2014 Q1	$2.46M	Sell	179,152 -366,189	-67%	-$5.2M	0.54%	45
2013 Q4	$7.23M	Sell	545,341 -564,659	-51%	-$7.94M	1.09%	22
2013 Q3	$16.3M	Sell	1,110,000 -185,000	-14%	-$2.75M	4.17%	5
2013 Q2	$17.6M	Buy	+1,295,000	New	+$21.1M	7.29%	2

Other funds holding CEF

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HHGC

Hunting Hill Global Capital New York $129M AUM 17.34% 1-Year Est. Return

MAP

Managed Asset Portfolios Rochester, Michigan $834M AUM 33.97% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Mariner Investment Group's CEF Position: Q4 2022 in Review

Mariner Investment Group sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2022, closing a stake of 18,392 shares — an estimated $286K sold.

Mariner Investment Group first reported a position in CEF in Q2 2013 and held it in 17 quarters. The position peaked at $17.6M in Q2 2013. 283 funds tracked by Wall St. Rank hold CEF as of Q4 2022.

Mariner Investment Group reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2022 after selling out during the quarter.
Mariner Investment Group sold 18,392 Sprott Physical Gold and Silver Trust shares in Q4 2022, an estimated $286K.
Mariner Investment Group first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 17 quarters.
Mariner Investment Group's Sprott Physical Gold and Silver Trust position peaked at $17.6M in Q2 2013.
283 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2022.

Based on Mariner Investment Group's 13F filing for Q4 2022, filed 14 Feb 2023.