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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXD
51
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$2.18M 0.48%
157,077
-77,634
-33% -$1.11M
HPI
52
John Hancock Preferred Income Fund
HPI
$430M
$2.11M 0.46%
106,046
+28,989
+38% +$549K
MFL
53
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.1M 0.46%
157,015
+51,255
+48% +$678K
KTF
54
DWS Municipal Income Trust
KTF
$346M
$2.04M 0.45%
156,210
-12,251
-7% -$156K
GILD icon
55
Gilead Sciences
GILD
$162B
$1.98M 0.44%
+28,000
New +$2.2M
VMO icon
56
Invesco Municipal Opportunity Trust
VMO
$651M
$1.95M 0.43%
159,441
+82,741
+108% +$1M
AIF
57
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.91M 0.42%
107,044
+18,598
+21% +$334K
AFT
58
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.91M 0.42%
+104,462
New +$1.91M
JPW
59
DELISTED
Nuveen Flexible Invstment Fd
JPW
$1.9M 0.42%
110,748
+62,991
+132% +$1.06M
PGZ
60
Principal Real Estate Income Fund
PGZ
$68.4M
$1.89M 0.42%
103,629
-7,082
-6% -$126K
WIW
61
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$1.8M 0.4%
+155,129
New +$1.79M
XLE icon
62
State Street Energy Select Sector SPDR ETF
XLE
$39B
$1.79M 0.39%
40,222
– –
FRA icon
63
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$1.78M 0.39%
+122,351
New +$1.79M
BLE
64
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.77M 0.39%
126,210
+7,949
+7% +$109K
BYM
65
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$1.76M 0.39%
130,000
+39,143
+43% +$525K
ACSF
66
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$1.71M 0.38%
+122,012
New +$1.73M
VIA
67
DELISTED
Viacom Inc. Class A
VIA
$1.68M 0.37%
19,700
-100
-0.5% -$8.53K
NQU
68
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.67M 0.37%
125,418
+91,163
+266% +$1.19M
QCOR
69
DELISTED
QUESTCOR PHARMA INC
QCOR
$1.56M 0.34%
+24,000
New +$1.53M
NMO
70
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$1.49M 0.33%
116,559
-87,110
-43% -$1.1M
TLI
71
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.48M 0.32%
+121,643
New +$1.49M
RDS.A
72
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.46M 0.32%
20,000
– –
FSD
73
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.44M 0.32%
81,100
-10,797
-12% -$190K
HPF
74
John Hancock Preferred Income Fund II
HPF
$343M
$1.34M 0.29%
67,062
+22,723
+51% +$431K
QQQ icon
75
Invesco QQQ Trust
QQQ
$461B
$1.31M 0.29%
15,000
-210,002
-93% -$18.6M
1 2
3
4 5

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.