Maplelane Capital’s Caterpillar CAT Stock Holding History

Maplelane Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-405,000	Closed	-$36M	–	114
2016 Q3	$36M	Buy	+405,000	New	+$33.1M	0.95%	26
2016 Q2	–	Sell	-400,000	Closed	-$30.6M	–	109
2016 Q1	$30.6M	Buy	400,000 +10,000	+3%	+$671K	1.27%	20
2015 Q4	$24.3M	Sell	390,000 -225,300	-37%	-$15.8M	1.28%	27
2015 Q3	$40.2M	Buy	+615,300	New	+$47.1M	2.42%	12
2015 Q2	–	Sell	-1,300,000	Closed	-$104M	–	135
2015 Q1	$104M	Buy	+1,300,000	New	+$108M	3.42%	2

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return