LPL Financial
USEP icon

LPL Financial’s Innovator US Equity Ultra Buffer ETF September USEP Stock Holding History

LPL Financial’s Portfolio USEP Stock Details USEP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$730K Sell
18,888
-4,455
-19% -$175K ﹤0.01% 4434
2025
Q4 		$918K Sell
23,343
-299
-1% -$11.6K ﹤0.01% 4156
2025
Q3 		$914K Buy
23,642
+3,592
+18% +$136K ﹤0.01% 4085
2025
Q2 		$739K Sell
20,050
-850
-4% -$29.8K ﹤0.01% 4025
2025
Q1 		$719K Sell
20,900
-149
-0.7% -$5.26K ﹤0.01% 3825
2024
Q4 		$741K Sell
21,049
-134
-0.6% -$4.71K ﹤0.01% 3747
2024
Q3 		$736K Sell
21,183
-1,976
-9% -$67.3K ﹤0.01% 3680
2024
Q2 		$782K Sell
23,159
-2,523
-10% -$83.6K ﹤0.01% 3483
2024
Q1 		$846K Sell
25,682
-1,282
-5% -$41.2K ﹤0.01% 3331
2023
Q4 		$844K Sell
26,964
-2,169
-7% -$65.1K ﹤0.01% 3192
2023
Q3 		$853K Buy
29,133
+6,577
+29% +$195K ﹤0.01% 3035
2023
Q2 		$661K Sell
22,556
-2,887
-11% -$81K ﹤0.01% 3205
2023
Q1 		$700K Buy
25,443
+8,580
+51% +$232K ﹤0.01% 3060
2022
Q4 		$445K Buy
16,863
+6,840
+68% +$180K ﹤0.01% 3359
2022
Q3 		$255K Hold
10,023
– – ﹤0.01% 3733
2022
Q2 		$265K Buy
+10,023
New +$272K ﹤0.01% 3729

Other funds holding USEP

SA
Sovran Advisors San Diego, California $1.27B AUM 18.55% 1-Year Est. Return
KWA
Kellett Wealth Advisors Cincinnati, Ohio $184M AUM 17.21% 1-Year Est. Return
S
SignatureFD Atlanta, Georgia $6.53B AUM 20.48% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SWM
Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return
CVA
Central Valley Advisors Sacramento, California $366M AUM 16.87% 1-Year Est. Return

LPL Financial's USEP Position: Q1 2026 in Review

LPL Financial reduced its Innovator US Equity Ultra Buffer ETF September (USEP) stake by 19% in Q1 2026, selling an estimated $175K and leaving 18,888 shares worth $730K. The position accounts for ﹤0.01% of the portfolio, ranked #4434.

LPL Financial first reported a position in USEP in Q2 2022 and has held it in 16 quarters since. The position peaked at $918K in Q4 2025. 78 funds tracked by Wall St. Rank hold USEP as of Q1 2026.

  • LPL Financial held 18,888 shares of Innovator US Equity Ultra Buffer ETF September worth $730K as of Q1 2026.
  • LPL Financial sold 4,455 Innovator US Equity Ultra Buffer ETF September shares in Q1 2026, an estimated $175K.
  • Innovator US Equity Ultra Buffer ETF September made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #4434 holding.
  • LPL Financial first reported a position in Innovator US Equity Ultra Buffer ETF September in Q2 2022 and has held it in 16 quarters since.
  • LPL Financial's Innovator US Equity Ultra Buffer ETF September position peaked at $918K in Q4 2025.
  • 78 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF September as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.