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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTN icon
201
Vail Resorts
MTN
$5.33B
$24K 0.02%
99
– –
TT icon
202
Trane Technologies
TT
$104B
$24K 0.02%
162
-67
-29% -$12.6K
GLW icon
203
Corning
GLW
$137B
$23K 0.01%
633
+4
+0.6% +$150
PCAR icon
204
PACCAR
PCAR
$71.6B
$23K 0.01%
399
– –
BRK.B icon
205
Berkshire Hathaway Class B
BRK.B
$1.12T
$22K 0.01%
67
+34
+103% +$9.74K
VTI icon
206
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$22K 0.01%
104
+7
+7% +$1.65K
BRSP
207
BrightSpire Capital
BRSP
$630M
$21K 0.01%
2,326
– –
EMR icon
208
Emerson Electric
EMR
$89B
$21K 0.01%
219
+79
+56% +$7.44K
MDLZ icon
209
Mondelez International
MDLZ
$79.2B
$20K 0.01%
328
+2
+0.6% +$123
TFX icon
210
Teleflex
TFX
$6.2B
$20K 0.01%
60
– –
ALB icon
211
Albemarle
ALB
$14.2B
$19K 0.01%
100
– –
PRU icon
212
Prudential Financial
PRU
$42.9B
$19K 0.01%
181
+2
+1% +$217
UNP icon
213
Union Pacific
UNP
$176B
$19K 0.01%
74
-202
-73% -$47.8K
UVXY icon
214
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$245M
$19K 0.01%
+4
New +$17.1K
LMND icon
215
Lemonade
LMND
$4.18B
$18K 0.01%
865
-108
-11% -$6.07K
GDV icon
216
Gabelli Dividend & Income Trust
GDV
$2.64B
$17K 0.01%
738
+15
+2% +$399
PTON icon
217
Peloton Interactive
PTON
$2.86B
$17K 0.01%
770
+321
+71% +$19.6K
SCHE icon
218
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$17K 0.01%
647
– –
MA icon
219
Mastercard
MA
$500B
$16K 0.01%
48
+10
+26% +$3.46K
COP icon
220
ConocoPhillips
COP
$144B
$15K 0.01%
151
+105
+228% +$7.65K
EPD icon
221
Enterprise Products Partners
EPD
$82.5B
$15K 0.01%
601
+165
+38% +$3.7K
HCA icon
222
HCA Healthcare
HCA
$86.8B
$15K 0.01%
+58
New +$14.2K
HTGC icon
223
Hercules Capital
HTGC
$3.16B
$15K 0.01%
884
+17
+2% +$288
O icon
224
Realty Income
O
$58.7B
$15K 0.01%
227
-4
-2% -$275
TECB icon
225
iShares US Tech Breakthrough Multisector ETF
TECB
$488M
$15K 0.01%
442
– –
7 8
9
10 11

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
EIP
Ellis Investment Partners Berwyn, Pennsylvania $576M AUM 16.04% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
Intelligence Driven Advisers Carlsbad, California $574M AUM 16.47% 1-Year Est. Return

Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.