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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEUS icon
151
iShares MSCI Europe Small-Cap ETF
IEUS
$183M
$39.1K 0.01%
805
-216
-21% -$11.3K
USHY icon
152
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.6B
$38.2K 0.01%
+1,116
New +$39.2K
ET icon
153
Energy Transfer Partners
ET
$70B
$37.4K 0.01%
2,778
+65
+2% +$862
SLB icon
154
SLB Ltd
SLB
$75.4B
$37.3K 0.01%
670
-257
-28% -$14.9K
DHR icon
155
Danaher
DHR
$137B
$36.9K 0.01%
192
+19
+11% +$4.24K
C icon
156
Citigroup
C
$230B
$36.6K 0.01%
903
+76
+9% +$3.34K
GPC icon
157
Genuine Parts
GPC
$18.3B
$36.6K 0.01%
254
– –
SPTS icon
158
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$36.6K 0.01%
+1,277
New +$36.7K
INTC icon
159
Intel
INTC
$509B
$36.4K 0.01%
1,006
+3
+0.3% +$105
T icon
160
AT&T
T
$160B
$35.1K 0.01%
2,430
+154
+7% +$2.26K
PCAR icon
161
PACCAR
PCAR
$71.6B
$34.9K 0.01%
399
– –
HTGC icon
162
Hercules Capital
HTGC
$3.16B
$33.1K 0.01%
2,084
+49
+2% +$802
IHF icon
163
iShares US Healthcare Providers ETF
IHF
$1.26B
$33.1K 0.01%
660
-5
-0.8% -$254
IVW icon
164
iShares S&P 500 Growth ETF
IVW
$77.3B
$32.3K 0.01%
466
+1
+0.2% +$71
DOW icon
165
Dow Inc
DOW
$21.9B
$31.2K 0.01%
621
+7
+1% +$376
NLY icon
166
Annaly Capital Management
NLY
$17.1B
$31.1K 0.01%
1,757
+55
+3% +$1.09K
STZ icon
167
Constellation Brands
STZ
$22.4B
$31K 0.01%
131
– –
CQP icon
168
Cheniere Energy
CQP
$31.9B
$30.9K 0.01%
593
+12
+2% +$617
PECO icon
169
Phillips Edison & Co
PECO
$5.34B
$30.8K 0.01%
924
– –
AB icon
170
AllianceBernstein
AB
$3.46B
$30.5K 0.01%
986
+117
+13% +$3.72K
SPTL icon
171
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$30.4K 0.01%
+1,213
New +$34.1K
FSK icon
172
FS KKR Capital
FSK
$3.21B
$28.7K 0.01%
1,480
+98
+7% +$1.96K
BEP icon
173
Brookfield Renewable
BEP
$10B
$27.7K 0.01%
1,300
– –
SPG icon
174
Simon Property Group
SPG
$73.3B
$27.4K 0.01%
263
+5
+2% +$586
WHR icon
175
Whirlpool
WHR
$2.89B
$26.8K 0.01%
215
+2
+0.9% +$282
5 6
7
8 9

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SCM
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EIP
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GAM
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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
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WCCM
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BL
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IDA
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.