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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROW icon
126
T. Rowe Price
TROW
$24.5B
$57.1K 0.02%
559
-130
-19% -$14.6K
DAL icon
127
Delta Air Lines
DAL
$61.3B
$57K 0.02%
1,540
+73
+5% +$3.17K
MO icon
128
Altria Group
MO
$114B
$56.9K 0.02%
1,353
+28
+2% +$1.24K
IWO icon
129
iShares Russell 2000 Growth ETF
IWO
$14.9B
$56.1K 0.02%
254
-71
-22% -$17K
MET icon
130
MetLife
MET
$61.9B
$55.4K 0.02%
903
-210
-19% -$13.1K
GLD icon
131
SPDR Gold Trust
GLD
$138B
$53.8K 0.02%
317
– –
KEY icon
132
KeyCorp
KEY
$24.8B
$53.7K 0.02%
5,258
+767
+17% +$8.49K
DVY icon
133
iShares Select Dividend ETF
DVY
$23.5B
$53.3K 0.02%
507
– –
BG icon
134
Bunge Global
BG
$20.5B
$52.4K 0.02%
508
– –
FVD icon
135
First Trust Value Line Dividend Fund
FVD
$8.37B
$51.3K 0.02%
1,386
-168
-11% -$6.64K
AMT icon
136
American Tower
AMT
$78.3B
$50.6K 0.02%
317
– –
IWM icon
137
iShares Russell 2000 ETF
IWM
$82.5B
$50.2K 0.02%
290
– –
ENB icon
138
Enbridge
ENB
$113B
$46.9K 0.02%
1,475
– –
CMI icon
139
Cummins
CMI
$89.5B
$46.9K 0.02%
206
+12
+6% +$2.9K
BALL icon
140
Ball Corp
BALL
$16.8B
$45.4K 0.02%
983
-235
-19% -$12.8K
ROST icon
141
Ross Stores
ROST
$81.2B
$44.7K 0.02%
398
+1
+0.3% +$115
APD icon
142
Air Products & Chemicals
APD
$65.7B
$44.7K 0.02%
159
– –
SWKS icon
143
Skyworks Solutions
SWKS
$10.1B
$44.6K 0.02%
454
– –
ADM icon
144
Archer Daniels Midland
ADM
$37.4B
$43.7K 0.02%
600
– –
SYK icon
145
Stryker
SYK
$129B
$43.4K 0.02%
163
+18
+12% +$5.16K
SCHG icon
146
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$42K 0.02%
2,260
– –
KHC icon
147
Kraft Heinz
KHC
$30.5B
$41.9K 0.02%
1,309
-24
-2% -$829
RPM icon
148
RPM International
RPM
$14.9B
$40K 0.01%
408
– –
ICE icon
149
Intercontinental Exchange
ICE
$84.1B
$40K 0.01%
361
– –
LUV icon
150
Southwest Airlines
LUV
$23.9B
$39.8K 0.01%
1,470
-5
-0.3% -$163
4 5
6
7 8

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GAM
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MIOT
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PG
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WCCM
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BL
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IDA
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AF
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.