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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$423M
AUM Growth
+$18M
Cap. Flow
+$6.76M
Cap. Flow %
1.6%
Top 10 Hldgs %
75.32%
Holding
416
New
28
Increased
170
Reduced
43
Closed
24

Top Buys

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$2.66M
2
XSMO icon
Invesco S&P SmallCap Momentum ETF
XSMO
+$2.49M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.67M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$698K
5
AMZN icon
Amazon
AMZN
+$437K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$928K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$891K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$713K
4
IYG icon
iShares US Financial Services ETF
IYG
+$277K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$111K

Sector Composition

Rank Sector Weight
1 Technology 19.97%
2 Consumer Discretionary 4.63%
3 Consumer Staples 4.48%
4 Financials 3.96%
5 Industrials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
401
AGNC Investment
AGNC
$12.9B
– –
-806
Closed -$7.81K
CASI
402
DELISTED
CASI Pharmaceuticals
CASI
– –
-10
Closed -$53
CGC
403
Canopy Growth
CGC
$413M
– –
-40
Closed -$260
CRON
404
Cronos Group
CRON
$1.13B
– –
-1,200
Closed -$2.78K
DXC icon
405
DXC Technology
DXC
$1.76B
– –
-8
Closed -$146
GLDM icon
406
SPDR Gold MiniShares Trust
GLDM
$29.5B
– –
-35
Closed -$1.64K
IEMG icon
407
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-107
Closed -$5.83K
JCI icon
408
Johnson Controls International
JCI
$93.1B
– –
-1,077
Closed -$72K
PSFE icon
409
Paysafe
PSFE
$373M
– –
-9
Closed -$160
QUAL icon
410
iShares MSCI USA Quality Factor ETF
QUAL
$47.8B
– –
-50
Closed -$8.61K
RKT icon
411
Rocket Companies
RKT
$38.1B
– –
-200
Closed -$2.77K
ROKU icon
412
Roku
ROKU
$22.7B
– –
-10
Closed -$623
SPYM
413
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
– –
-195
Closed -$12.6K
NVEI
414
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
– –
-10
Closed -$324
NVTA
415
DELISTED
Invitae Corporation
NVTA
– –
-5,483
Closed -$2
TSP
416
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
– –
-181
Closed -$49
13 14 15 16
17

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SCM
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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
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JCP
JB Capital Partners Armonk, New York $581M AUM 46.16% 1-Year Est. Return
MAM
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Kozak & Associates's Q3 2024 Portfolio in Review

As of Q3 2024, Kozak & Associates held 416 positions worth $423M, up 4.4% from $405M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Kozak & Associates's Q3 2024 filing shows 28 new, 170 increased, 43 reduced and 24 closed positions. Its largest new stake was Invesco S&P SmallCap Momentum ETF: 39,102 shares worth $2.66M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $928K.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Kozak & Associates's largest Q3 2024 buy was Invesco S&P SmallCap Momentum ETF: 39,102 shares worth $2.66M.
  • Kozak & Associates added most to Lam Research in Q3 2024, an estimated $2.66M increase.
  • Kozak & Associates's biggest Q3 2024 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $928K.
  • Kozak & Associates fully exited Johnson Controls International in Q3 2024, selling an estimated $72K.
  • Kozak & Associates's ten largest holdings make up 75% of its $423M portfolio in Q3 2024.
  • Kozak & Associates opened 28 new positions and closed 24 in Q3 2024.
  • Kozak & Associates's portfolio value rose 4.4% quarter-over-quarter to $423M.

Based on Kozak & Associates's 13F filing for Q3 2024, filed 17 Oct 2024.