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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+13.81%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$42.2M
Cap. Flow
+$7.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
73.33%
Holding
420
New
35
Increased
117
Reduced
96
Closed
52

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.5M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.73M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.57M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$2.5M
5
DE icon
Deere & Co
DE
+$2.21M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.28M
2
TSLA icon
Tesla
TSLA
+$2.03M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.81M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.41M
5
IYG icon
iShares US Financial Services ETF
IYG
+$854K

Sector Composition

Rank Sector Weight
1 Technology 18.23%
2 Consumer Discretionary 4.9%
3 Financials 4.79%
4 Consumer Staples 3.74%
5 Industrials 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICK icon
401
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.31B
– –
-88
Closed -$3.42K
PNQI icon
402
Invesco NASDAQ Internet ETF
PNQI
$541M
– –
-115
Closed -$3.56K
RPM icon
403
RPM International
RPM
$14.8B
– –
-408
Closed -$40K
SAN icon
404
Banco Santander
SAN
$209B
– –
-1,268
Closed -$4.81K
SAP icon
405
SAP
SAP
$230B
– –
-17
Closed -$2.23K
STZ icon
406
Constellation Brands
STZ
$22.6B
– –
-131
Closed -$31K
TD icon
407
Toronto Dominion Bank
TD
$200B
– –
-160
Closed -$9.34K
TFX icon
408
Teleflex
TFX
$6.15B
– –
-60
Closed -$11.8K
TM icon
409
Toyota
TM
$222B
– –
-11
Closed -$1.91K
TTE icon
410
TotalEnergies
TTE
$191B
– –
-75
Closed -$4.8K
UVXY icon
411
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$228M
– –
-2
Closed -$823
VGK icon
412
Vanguard FTSE Europe ETF
VGK
$31.1B
– –
-170
Closed -$9.81K
WDS icon
413
Woodside Energy
WDS
$43.2B
– –
-30
Closed -$658
XLG icon
414
Invesco S&P 500 Top 50 ETF
XLG
$11B
– –
-290
Closed -$10K
XLI icon
415
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-77
Closed -$7.76K
XLP icon
416
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-39
Closed -$2.6K
XLY icon
417
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
– –
-58
Closed -$4.66K
XRT icon
418
State Street SPDR S&P Retail ETF
XRT
$323M
– –
-52
Closed -$3.06K
ARQ icon
419
Arq
ARQ
$90.6M
– –
-2,423
Closed -$4.41K
LTHM
420
DELISTED
Livent Corporation
LTHM
– –
-230
Closed -$3.92K
13 14 15 16
17

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Kozak & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Kozak & Associates held 420 positions worth $315M, up 15% from $273M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates's Q4 2023 filing shows 35 new, 117 increased, 96 reduced and 52 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 269 shares worth $128K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q4 2023 buy was iShares Core S&P 500 ETF: 269 shares worth $128K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q4 2023, an estimated $7.5M increase.
  • Kozak & Associates's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.28M.
  • Kozak & Associates fully exited SPDR Gold Trust in Q4 2023, selling an estimated $53.8K.
  • Kozak & Associates's ten largest holdings make up 73% of its $315M portfolio in Q4 2023.
  • Kozak & Associates opened 35 new positions and closed 52 in Q4 2023.
  • Kozak & Associates's portfolio value rose 15% quarter-over-quarter to $315M.

Based on Kozak & Associates's 13F filing for Q4 2023, filed 17 Jan 2024.