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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFRA icon
401
iShares US Infrastructure ETF
IFRA
$4.58B
– –
-33
Closed -$1.3K
IUSB icon
402
iShares Core Universal USD Bond ETF
IUSB
$43.1B
– –
-536
Closed -$24.2K
IVV icon
403
iShares Core S&P 500 ETF
IVV
$902B
– –
-71
Closed -$31.9K
IYW icon
404
iShares US Technology ETF
IYW
$25.1B
– –
-47
Closed -$5.11K
LH icon
405
Labcorp
LH
$25.9B
– –
-17
Closed -$3.18K
MBB icon
406
iShares MBS ETF
MBB
$39B
– –
-98
Closed -$9.09K
MDYV icon
407
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
– –
-1
Closed -$51
NIO icon
408
NIO
NIO
$11.8B
– –
-4
Closed -$40
OXY icon
409
Occidental Petroleum
OXY
$56B
– –
-54
Closed -$3.19K
OXY.WS icon
410
Occidental Petroleum Corp Warrants
OXY.WS
$32B
– –
-6
Closed -$223
QUAL icon
411
iShares MSCI USA Quality Factor ETF
QUAL
$47.8B
– –
-86
Closed -$11.6K
SCHP icon
412
Schwab US TIPS ETF
SCHP
$16.3B
– –
-2
Closed -$52
SNAP icon
413
Snap
SNAP
$9.06B
– –
-50
Closed -$601
TLH icon
414
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
– –
-22
Closed -$2.42K
USMV icon
415
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
– –
-43
Closed -$3.19K
VIOV icon
416
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.9B
– –
-3
Closed -$248
VNQ icon
417
Vanguard Real Estate ETF
VNQ
$39B
– –
-9
Closed -$759
VOOV icon
418
Vanguard S&P 500 Value ETF
VOOV
$6.7B
– –
-7
Closed -$1.09K
VTRS icon
419
Viatris
VTRS
$19.3B
– –
-46
Closed -$454
WAB icon
420
Wabtec
WAB
$49.6B
– –
-15
Closed -$1.68K
ALPP
421
DELISTED
Alpine 4 Holdings Inc
ALPP
– –
-642
Closed -$1.32K
13 14 15 16
17

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SCM
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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
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JCP
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MAM
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.