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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKNG icon
376
DraftKings
DKNG
$11.7B
$148 ﹤0.01%
+5
New +$148
GRMN
377
Garmin
GRMN
$59.8B
$104 ﹤0.01%
1
– –
PSFE icon
378
Paysafe
PSFE
$373M
$99 ﹤0.01%
+9
New +$110
ACB
379
Aurora Cannabis
ACB
$185M
$71 ﹤0.01%
+13
New +$76
CI icon
380
Cigna
CI
$74B
– –
-3
Closed -$856
CASI
381
DELISTED
CASI Pharmaceuticals
CASI
$27 ﹤0.01%
+10
New +$24
CENN icon
382
Cenntro
CENN
$8.58M
– –
0
– –
BLDP
383
Ballard Power Systems
BLDP
$772M
– –
-25
Closed -$109
BND icon
384
Vanguard Total Bond Market
BND
$158B
– –
-1
Closed -$72
BPT
385
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-250
Closed -$1.15K
CIVI
386
DELISTED
Civitas Resources
CIVI
– –
-7
Closed -$492
EFG icon
387
iShares MSCI EAFE Growth ETF
EFG
$17.2B
– –
-99
Closed -$9.39K
EFV icon
388
iShares MSCI EAFE Value ETF
EFV
$29.4B
– –
-128
Closed -$6.29K
EMB icon
389
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-14
Closed -$1.21K
ERIE icon
390
Erie Indemnity
ERIE
$13.4B
– –
-9
Closed -$1.9K
ESGD icon
391
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
– –
-1
Closed -$73
ESGE icon
392
iShares ESG Aware MSCI EM ETF
ESGE
$6.7B
– –
-2
Closed -$64
ESGU icon
393
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
– –
-42
Closed -$4.1K
FALN icon
394
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
– –
-49
Closed -$1.24K
FIS icon
395
Fidelity National Information Services
FIS
$21.8B
– –
-1
Closed -$57
FTEC icon
396
Fidelity MSCI Information Technology Index ETF
FTEC
$21.2B
– –
-86
Closed -$11.2K
GDV icon
397
Gabelli Dividend & Income Trust
GDV
$2.66B
– –
-744
Closed -$15.8K
GNRC icon
398
Generac Holdings
GNRC
$12.7B
– –
-58
Closed -$8.73K
GOVT icon
399
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-398
Closed -$9.08K
IEMG icon
400
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
– –
-113
Closed -$5.63K
13 14 15
16
17

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SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
Eagle Health Investments Greenwich, Connecticut $572M AUM 67.49% 1-Year Est. Return
JCP
JB Capital Partners Armonk, New York $581M AUM 46.16% 1-Year Est. Return
MAM
McLean Asset Management Tysons, Virginia $572M AUM 22% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.