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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLI
351
DELISTED
American Lithium Corp. Common Stock
AMLI
$1.33K ﹤0.01%
990
– –
FRT icon
352
Federal Realty Investment Trust
FRT
$10.3B
$1.3K ﹤0.01%
15
– –
PTON icon
353
Peloton Interactive
PTON
$2.49B
$1.28K ﹤0.01%
250
– –
RH icon
354
RH
RH
$3.71B
$1.24K ﹤0.01%
5
– –
DD icon
355
DuPont de Nemours
DD
$19.2B
$1.23K ﹤0.01%
13
– –
VSXY
356
Victoria's Secret
VSXY
$7.83B
$1.23K ﹤0.01%
84
– –
HLN icon
357
Haleon
HLN
$44.2B
$1.18K ﹤0.01%
+140
New +$1.17K
GPRO icon
358
GoPro
GPRO
$126M
$1.18K ﹤0.01%
408
– –
CRSP icon
359
CRISPR Therapeutics
CRSP
$5.17B
$1.12K ﹤0.01%
26
– –
MUFG icon
360
Mitsubishi UFJ Financial
MUFG
$254B
$1.09K ﹤0.01%
130
– –
TSN icon
361
Tyson Foods
TSN
$20.4B
$1.03K ﹤0.01%
22
+1
+5% +$53
TDOC icon
362
Teladoc Health
TDOC
$1.3B
$842 ﹤0.01%
45
– –
UVXY icon
363
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$228M
$823 ﹤0.01%
2
– –
CTVA icon
364
Corteva
CTVA
$51.3B
$795 ﹤0.01%
16
– –
ROKU icon
365
Roku
ROKU
$22.7B
$718 ﹤0.01%
+10
New +$774
WDS icon
366
Woodside Energy
WDS
$42.6B
$658 ﹤0.01%
+30
New +$731
WRAP icon
367
Wrap Technologies
WRAP
$104M
$587 ﹤0.01%
399
– –
OPEN icon
368
Opendoor
OPEN
$3.38B
$512 ﹤0.01%
+207
New +$746
NVTA
369
DELISTED
Invitae Corporation
NVTA
$429 ﹤0.01%
645
– –
VVOS icon
370
Vivos Therapeutics
VVOS
$4.5M
$335 ﹤0.01%
48
– –
CGC
371
Canopy Growth
CGC
$410M
$282 ﹤0.01%
+40
New +$245
ENFY
372
DELISTED
Enlightify Inc
ENFY
$252 ﹤0.01%
121
– –
TSP
373
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$217 ﹤0.01%
181
– –
LUMN icon
374
Lumen
LUMN
$6.44B
$184 ﹤0.01%
142
-357
-72% -$604
NVEI
375
DELISTED
Nuvei Corporation Subordinate Voting Shares
NVEI
$157 ﹤0.01%
+10
New +$232
13 14
15
16 17

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SCM
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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
Eagle Health Investments Greenwich, Connecticut $572M AUM 67.49% 1-Year Est. Return
JCP
JB Capital Partners Armonk, New York $581M AUM 46.16% 1-Year Est. Return
MAM
McLean Asset Management Tysons, Virginia $572M AUM 22% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.