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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIC icon
326
Saic
SAIC
$5.29B
$2.31K ﹤0.01%
22
– –
FNDA icon
327
Schwab Fundamental US Small Company Index ETF
FNDA
$9.37B
$2.28K ﹤0.01%
96
– –
SAP icon
328
SAP
SAP
$239B
$2.23K ﹤0.01%
+17
New +$2.31K
WBA
329
DELISTED
Walgreens Boots Alliance
WBA
$2.18K ﹤0.01%
100
– –
EUFN icon
330
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$2.06K ﹤0.01%
+109
New +$2.11K
IIPR icon
331
Innovative Industrial Properties
IIPR
$1.71B
$2.06K ﹤0.01%
28
– –
CCI icon
332
Crown Castle
CCI
$32.3B
$2.01K ﹤0.01%
+22
New +$2.28K
UDR icon
333
UDR
UDR
$12.4B
$1.97K ﹤0.01%
55
+1
+2% +$40
KMI icon
334
Kinder Morgan
KMI
$69.2B
$1.97K ﹤0.01%
121
-124
-51% -$2.14K
IIM icon
335
Invesco Value Municipal Income Trust
IIM
$596M
$1.96K ﹤0.01%
190
+2
+1% +$23
TM icon
336
Toyota
TM
$225B
$1.91K ﹤0.01%
+11
New +$1.88K
FLGT icon
337
Fulgent Genetics
FLGT
$522M
$1.75K ﹤0.01%
65
– –
FCPT icon
338
Four Corners Property Trust
FCPT
$2.76B
$1.73K ﹤0.01%
79
– –
UPS icon
339
United Parcel Service
UPS
$88.6B
$1.68K ﹤0.01%
11
– –
CWEN.A
340
DELISTED
Clearway Energy Class A
CWEN.A
$1.66K ﹤0.01%
85
– –
EWJ icon
341
iShares MSCI Japan ETF
EWJ
$22.8B
$1.66K ﹤0.01%
+28
New +$1.73K
OGN icon
342
Organon & Co
OGN
$3.56B
$1.63K ﹤0.01%
98
-4
-4% -$83
RKT icon
343
Rocket Companies
RKT
$38.5B
$1.59K ﹤0.01%
+200
New +$2.02K
EMBC icon
344
Embecta
EMBC
$264M
$1.57K ﹤0.01%
112
– –
KD icon
345
Kyndryl
KD
$3.09B
$1.55K ﹤0.01%
100
-90
-47% -$1.33K
ONON icon
346
On Holding
ONON
$12.5B
$1.51K ﹤0.01%
60
– –
TMUS icon
347
T-Mobile US
TMUS
$192B
$1.39K ﹤0.01%
10
– –
TLRY icon
348
Tilray
TLRY
$620M
$1.38K ﹤0.01%
+67
New +$1.58K
NYC
349
American Strategic Investment Co
NYC
$28.6M
$1.38K ﹤0.01%
154
– –
EMF
350
Templeton Emerging Markets Fund
EMF
$326M
$1.35K ﹤0.01%
121
– –
12 13
14
15 16

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
Eagle Health Investments Greenwich, Connecticut $572M AUM 67.49% 1-Year Est. Return
JCP
JB Capital Partners Armonk, New York $581M AUM 46.16% 1-Year Est. Return
MAM
McLean Asset Management Tysons, Virginia $572M AUM 22% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.