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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ING icon
301
ING
ING
$102B
$4.06K ﹤0.01%
+300
New +$4.22K
LTHM
302
DELISTED
Livent Corporation
LTHM
$3.92K ﹤0.01%
230
– –
ECOR icon
303
electroCore
ECOR
$66.7M
$3.72K ﹤0.01%
666
– –
IAI icon
304
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
$3.65K ﹤0.01%
+40
New +$3.78K
BUD icon
305
AB InBev
BUD
$166B
$3.64K ﹤0.01%
+69
New +$3.91K
PNQI icon
306
Invesco NASDAQ Internet ETF
PNQI
$554M
$3.56K ﹤0.01%
+115
New +$3.67K
FNDX icon
307
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$3.5K ﹤0.01%
189
– –
PICK icon
308
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.35B
$3.42K ﹤0.01%
+88
New +$3.58K
VFC icon
309
VF Corp
VFC
$5.79B
$3.34K ﹤0.01%
205
+100
+95% +$1.9K
XRT icon
310
State Street SPDR S&P Retail ETF
XRT
$325M
$3.06K ﹤0.01%
+52
New +$3.33K
IYT icon
311
iShares US Transportation ETF
IYT
$2.29B
$3.01K ﹤0.01%
+52
New +$3.25K
TMO icon
312
Thermo Fisher Scientific
TMO
$216B
$2.99K ﹤0.01%
+6
New +$3.2K
LVS icon
313
Las Vegas Sands
LVS
$29.3B
$2.96K ﹤0.01%
+65
New +$3.51K
RSP icon
314
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$2.81K ﹤0.01%
20
– –
AMAT icon
315
Applied Materials
AMAT
$428B
$2.81K ﹤0.01%
20
– –
MU icon
316
Micron Technology
MU
$978B
$2.8K ﹤0.01%
40
-57
-59% -$3.82K
MPLX icon
317
MPLX
MPLX
$60B
$2.75K ﹤0.01%
78
+1
+1% +$35
XLP icon
318
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$2.6K ﹤0.01%
+39
New +$2.85K
INVZ icon
319
Innoviz Technologies
INVZ
$111M
$2.59K ﹤0.01%
1,499
+350
+30% +$941
ITW icon
320
Illinois Tool Works
ITW
$85.2B
$2.59K ﹤0.01%
+11
New +$2.68K
EW icon
321
Edwards Lifesciences
EW
$51.7B
$2.58K ﹤0.01%
+35
New +$2.81K
IHI icon
322
iShares US Medical Devices ETF
IHI
$3.36B
$2.55K ﹤0.01%
+53
New +$2.82K
CRON
323
Cronos Group
CRON
$1.15B
$2.39K ﹤0.01%
+1,200
New +$2.35K
SNN icon
324
Smith & Nephew
SNN
$12.6B
$2.37K ﹤0.01%
100
– –
ISRG icon
325
Intuitive Surgical
ISRG
$133B
$2.37K ﹤0.01%
+8
New +$2.5K
11 12
13
14 15

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
Eagle Health Investments Greenwich, Connecticut $572M AUM 67.49% 1-Year Est. Return
JCP
JB Capital Partners Armonk, New York $581M AUM 46.16% 1-Year Est. Return
MAM
McLean Asset Management Tysons, Virginia $572M AUM 22% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.