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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$169M
AUM Growth
–
Cap. Flow
+$159M
Cap. Flow %
94.04%
Top 10 Hldgs %
71.99%
Holding
333
New
332
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$31.3M
3
IYG icon
iShares US Financial Services ETF
IYG
+$14.6M
4
AAPL icon
Apple
AAPL
+$5.28M
5
MSFT icon
Microsoft
MSFT
+$4.11M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 11.63%
2 Consumer Discretionary 5.27%
3 Financials 4.49%
4 Communication Services 4.14%
5 Healthcare 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDR icon
301
UDR
UDR
$12.3B
$3K ﹤0.01%
+52
New +$2.78K
CRSP icon
302
CRISPR Therapeutics
CRSP
$4.99B
$2K ﹤0.01%
+26
New +$3.27K
EMF
303
Templeton Emerging Markets Fund
EMF
$324M
$2K ﹤0.01%
+103
New +$1.86K
ERIE icon
304
Erie Indemnity
ERIE
$13.3B
$2K ﹤0.01%
+9
New +$1.63K
FRT icon
305
Federal Realty Investment Trust
FRT
$10.2B
$2K ﹤0.01%
+15
New +$1.78K
LLY icon
306
Eli Lilly
LLY
$1.06T
$2K ﹤0.01%
+7
New +$1.73K
MPLX icon
307
MPLX
MPLX
$61.3B
$2K ﹤0.01%
+64
New +$1.81K
OXY icon
308
Occidental Petroleum
OXY
$55.7B
$2K ﹤0.01%
+53
New +$1.42K
SAIC icon
309
Saic
SAIC
$5.25B
$2K ﹤0.01%
+21
New +$1.8K
TSN icon
310
Tyson Foods
TSN
$20.6B
$2K ﹤0.01%
+20
New +$1.51K
UPS icon
311
United Parcel Service
UPS
$87.7B
$2K ﹤0.01%
+10
New +$1.97K
VRTX icon
312
Vertex Pharmaceuticals
VRTX
$123B
$2K ﹤0.01%
+13
New +$2.54K
WRAP icon
313
Wrap Technologies
WRAP
$109M
$2K ﹤0.01%
+399
New +$2.78K
CI icon
314
Cigna
CI
$72.7B
$1K ﹤0.01%
+3
New +$652
CTVA icon
315
Corteva
CTVA
$51.3B
$1K ﹤0.01%
+16
New +$692
DD icon
316
DuPont de Nemours
DD
$19.5B
$1K ﹤0.01%
+13
New +$1.21K
DOW icon
317
Dow Inc
DOW
$21.9B
$1K ﹤0.01%
+16
New +$979
MUFG icon
318
Mitsubishi UFJ Financial
MUFG
$254B
$1K ﹤0.01%
+130
New +$722
ONON icon
319
On Holding
ONON
$12.4B
$1K ﹤0.01%
+28
New +$984
VTRS icon
320
Viatris
VTRS
$19B
$1K ﹤0.01%
+87
New +$1.23K
WAB icon
321
Wabtec
WAB
$49.9B
$1K ﹤0.01%
+15
New +$1.29K
DCP
322
DELISTED
DCP Midstream, LP
DCP
$1K ﹤0.01%
+24
New +$662
CLVS
323
DELISTED
Clovis Oncology, Inc.
CLVS
$1K ﹤0.01%
+140
New +$674
ZGNX
324
DELISTED
Zogenix, Inc.
ZGNX
$1K ﹤0.01%
+35
New +$547
AES icon
325
AES
AES
$10.5B
$0 ﹤0.01%
+1
New +$24
10 11 12
13
14

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SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return
EHI
Eagle Health Investments Greenwich, Connecticut $572M AUM 67.49% 1-Year Est. Return
JCP
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NA
Nordwand Advisors Radnor, Pennsylvania $572M AUM 23.09% 1-Year Est. Return

Kozak & Associates's Q3 2021 Portfolio in Review

Q3 2021 is the first quarter with a 13F filing on record for Kozak & Associates, which disclosed 333 positions worth $169M. Its ten largest holdings account for 72% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 112,994 shares worth $52.8M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q3 2021 buy was State Street SPDR S&P 500 ETF Trust: 112,994 shares worth $52.8M.
  • Kozak & Associates's ten largest holdings make up 72% of its $169M portfolio in Q3 2021.
  • Kozak & Associates disclosed 333 positions in Q3 2021, its first 13F filing on record.

Based on Kozak & Associates's 13F filing for Q3 2021, filed 16 Nov 2021.