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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
251
Alibaba
BABA
$308B
$8.09K ﹤0.01%
94
– –
MFA
252
MFA Financial
MFA
$939M
$7.97K ﹤0.01%
912
+28
+3% +$303
CODI icon
253
Compass Diversified
CODI
$831M
$7.95K ﹤0.01%
433
+4
+0.9% +$84
SCHR
254
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$7.93K ﹤0.01%
+334
New +$8.13K
PAYX icon
255
Paychex
PAYX
$42.7B
$7.9K ﹤0.01%
67
– –
IYF icon
256
iShares US Financials ETF
IYF
$4.61B
$7.87K ﹤0.01%
+106
New +$8.17K
COF icon
257
Capital One
COF
$133B
$7.86K ﹤0.01%
84
+49
+140% +$5.24K
XLI icon
258
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$7.76K ﹤0.01%
+77
New +$8.24K
SLYV icon
259
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$7.72K ﹤0.01%
110
– –
IXJ icon
260
iShares Global Healthcare ETF
IXJ
$4.16B
$7.63K ﹤0.01%
+92
New +$7.8K
IGLB icon
261
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$7.54K ﹤0.01%
+165
New +$8.18K
FSCO
262
FS Credit Opportunities Corp
FSCO
$1.02B
$7.44K ﹤0.01%
1,360
-1,042
-43% -$5.38K
EQC.PRD
263
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$7.3K ﹤0.01%
300
– –
ADNT icon
264
Adient
ADNT
$1.51B
$7.29K ﹤0.01%
203
– –
SCHD icon
265
Schwab US Dividend Equity ETF
SCHD
$105B
$7.02K ﹤0.01%
303
– –
SCHQ
266
Schwab Long-Term US Treasury ETF
SCHQ
$797M
$6.99K ﹤0.01%
+230
New +$7.84K
EZU icon
267
iShare MSCI Eurozone ETF
EZU
$9.9B
$6.94K ﹤0.01%
+165
New +$7.39K
D icon
268
Dominion Energy
D
$59.5B
$6.25K ﹤0.01%
150
+50
+50% +$2.48K
BMY icon
269
Bristol-Myers Squibb
BMY
$131B
$6.19K ﹤0.01%
109
+1
+0.9% +$61
SH icon
270
ProShares Short S&P500
SH
$898M
$6.08K ﹤0.01%
105
+1
+1% +$56
PXD
271
DELISTED
Pioneer Natural Resource Co.
PXD
$5.98K ﹤0.01%
25
– –
HPE icon
272
Hewlett Packard
HPE
$69.9B
$5.9K ﹤0.01%
351
+3
+0.9% +$52
INTU icon
273
Intuit
INTU
$89.7B
$5.87K ﹤0.01%
+11
New +$5.57K
FPX icon
274
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5.52K ﹤0.01%
67
– –
AYX
275
DELISTED
Alteryx Inc
AYX
$5.48K ﹤0.01%
147
– –
9 10
11
12 13

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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
WCCM
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BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
AF
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EHI
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JCP
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MAM
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.