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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXLC
626
Oxford Lane Capital
OXLC
$862M
– –
-2,595
Closed -$57K
PSQ icon
627
ProShares Short QQQ
PSQ
$857M
– –
-1,960
Closed -$162K
RIG icon
628
Transocean
RIG
$5.48B
– –
-18,409
Closed -$15K
SCHP icon
629
Schwab US TIPS ETF
SCHP
$16.4B
– –
-12,190
Closed -$376K
SPG icon
630
Simon Property Group
SPG
$76.4B
– –
-9,575
Closed -$619K
SPY icon
631
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
– –
-4
Closed -$1K
SPYV icon
632
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
– –
-7,000
Closed -$211K
SYY icon
633
CALL
Sysco
SYY
$40.8B
– –
-1
Closed -$1K
TNDM icon
634
Tandem Diabetes Care
TNDM
$1.27B
– –
-3,974
Closed -$451K
VCR icon
635
Vanguard Consumer Discretionary ETF
VCR
$5.97B
– –
-1,004
Closed -$236K
YUM icon
636
Yum! Brands
YUM
$41.9B
– –
-3,815
Closed -$389K
TELL
637
DELISTED
Tellurian Inc.
TELL
– –
-12,450
Closed -$10K
BSJM
638
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
– –
-6,250
Closed -$143K
GGM
639
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-12,716
Closed -$226K
VER
640
DELISTED
VEREIT, Inc.
VER
– –
-4,753
Closed -$154K
IBDL
641
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
– –
-10,828
Closed -$273K
ATPG
642
DELISTED
ATP OIL & GAS CORPORATION
ATPG
$0 ﹤0.01%
74,860
+1,860
+3% –
22 23 24 25
26

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ACP
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TP
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SW
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NSUP
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ACG
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NSCM
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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.