We are live on
!
Find out more
KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.21B
| $11.6M | 5.65% |
298,177
+12,912
| +5% | +$505K |
2016 Q1
2 quarters
|
|
|
2
Apple
AAPL
$4.91T
| $10.9M | 5.32% |
386,292
-40,208
| -9% | -$1.06M |
2013 Q2
13 quarters
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $9.21M | 4.48% |
42,570
-732
| -2% | -$158K |
2014 Q1
10 quarters
|
|
4
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$436M
| $7.77M | 3.78% |
317,280
+47,210
| +17% | +$1.19M |
2016 Q2
1 quarter
|
|
|
5
First Trust Value Line Dividend Fund
FVD
$7.64B
| $4.63M | 2.26% |
171,576
+126,407
| +280% | +$3.44M |
2013 Q4
11 quarters
|
|
6
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.2B
| $4.51M | 2.2% |
55,991
-1,306
| -2% | -$105K |
2015 Q1
6 quarters
|
|
7
iShares Core US Aggregate Bond ETF
AGG
$137B
| $4.38M | 2.13% |
38,944
-703
| -2% | -$79K |
2014 Q2
9 quarters
|
|
|
8
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
| $4.15M | 2.02% |
78,546
+26,926
| +52% | +$1.43M |
2014 Q4
7 quarters
|
|
|
9
iShares MSCI USA Min Vol Factor ETF
USMV
$23.9B
| $3.21M | 1.56% |
+70,611
| New | +$3.27M |
2016 Q3
0 quarters
|
|
|
10
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
| $2.84M | 1.38% |
75,113
+68,988
| +1,126% | +$2.73M |
2016 Q2
1 quarter
|
|
|
JPS
11
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $2.67M | 1.3% |
278,422
+238,722
| +601% | +$2.28M |
2016 Q2
1 quarter
|
|
12
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.6M | 1.26% |
30,933
-1,215
| -4% | -$103K |
2014 Q1
10 quarters
|
|
13
Vident International Equity Strategy
VIDI
$445M
| $2.57M | 1.25% |
116,892
-16,236
| -12% | -$348K |
2015 Q4
3 quarters
|
|
14
Meta Platforms (Facebook)
META
$1.83T
| $2.49M | 1.21% |
19,441
+5,910
| +44% | +$734K |
2013 Q3
12 quarters
|
|
15
Procter & Gamble
PG
$351B
| $2.41M | 1.17% |
26,862
-665
| -2% | -$57.8K |
2013 Q2
13 quarters
|
|
16
Johnson & Johnson
JNJ
$630B
| $2.4M | 1.17% |
20,351
+6,765
| +50% | +$821K |
2014 Q2
9 quarters
|
|
17
Walt Disney
DIS
$187B
| $2.18M | 1.06% |
23,502
+9,703
| +70% | +$929K |
2014 Q2
9 quarters
|
|
18
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$409M
| $2.13M | 1.04% |
610
-28
| -4% | -$136K |
2016 Q2
1 quarter
|
|
19
GE Aerospace
GE
$320B
| $2.11M | 1.03% |
14,850
+1,850
| +14% | +$276K |
2013 Q2
13 quarters
|
|
20
Vanguard Morningstar Total Stock Market ETF
VTI
$703B
| $2.1M | 1.02% |
18,829
+584
| +3% | +$64.8K |
2014 Q2
9 quarters
|
|
21
AT&T
T
$152B
| $2M | 0.97% |
65,196
-6,536
| -9% | -$207K |
2013 Q2
13 quarters
|
|
22
Vident US Bond Strategy ETF
VBND
$508M
| $1.87M | 0.91% |
36,016
-9,223
| -20% | -$477K |
2015 Q4
3 quarters
|
|
23
Verizon
VZ
$173B
| $1.8M | 0.88% |
34,718
+2,906
| +9% | +$156K |
2013 Q2
13 quarters
|
|
24
Chevron
CVX
$416B
| $1.79M | 0.87% |
17,429
+156
| +0.9% | +$15.9K |
2014 Q4
7 quarters
|
|
25
iShares US Financials ETF
IYF
$3.83B
| $1.65M | 0.8% |
36,582
-708
| -2% | -$31.7K |
2014 Q1
10 quarters
|
|
Similar funds
TA
NCMU
ICM
CAM
TFS
OPAM
WFMPM
OAM
Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.