We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
1
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$11.6M 5.65%
298,177
+12,912
+5% +$505K
AAPL icon
2
Apple
AAPL
$4.59T
$10.9M 5.32%
386,292
-40,208
-9% -$1.06M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$9.21M 4.48%
42,570
-732
-2% -$158K
RSPS icon
4
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$251M
$7.77M 3.78%
317,280
+47,210
+17% +$1.19M
FVD icon
5
First Trust Value Line Dividend Fund
FVD
$8.26B
$4.63M 2.26%
171,576
+126,407
+280% +$3.44M
VCSH icon
6
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$4.51M 2.2%
55,991
-1,306
-2% -$105K
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$139B
$4.38M 2.13%
38,944
-703
-2% -$79K
IGSB icon
8
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$4.15M 2.02%
78,546
+26,926
+52% +$1.43M
USMV icon
9
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$3.21M 1.56%
+70,611
New +$3.27M
VXZ
10
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$2.84M 1.38%
75,113
+68,988
+1,126% +$2.73M
JPS
11
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.67M 1.3%
278,422
+238,722
+601% +$2.28M
VIG icon
12
Vanguard Dividend Appreciation ETF
VIG
$113B
$2.6M 1.26%
30,933
-1,215
-4% -$103K
VIDI icon
13
Vident International Equity Strategy
VIDI
$456M
$2.57M 1.25%
116,892
-16,236
-12% -$348K
META icon
14
Meta Platforms (Facebook)
META
$1.45T
$2.49M 1.21%
19,441
+5,910
+44% +$734K
PG icon
15
Procter & Gamble
PG
$333B
$2.41M 1.17%
26,862
-665
-2% -$57.8K
JNJ icon
16
Johnson & Johnson
JNJ
$640B
$2.4M 1.17%
20,351
+6,765
+50% +$821K
DIS icon
17
Walt Disney
DIS
$184B
$2.18M 1.06%
23,502
+9,703
+70% +$929K
JNUG icon
18
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$687M
$2.13M 1.04%
610
-28
-4% -$136K
GE icon
19
GE Aerospace
GE
$356B
$2.11M 1.03%
14,850
+1,850
+14% +$276K
VTI icon
20
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
$2.1M 1.02%
18,829
+584
+3% +$64.8K
T icon
21
AT&T
T
$174B
$2M 0.97%
65,196
-6,536
-9% -$207K
VBND icon
22
Vident US Bond Strategy ETF
VBND
$525M
$1.87M 0.91%
36,016
-9,223
-20% -$477K
VZ icon
23
Verizon
VZ
$205B
$1.8M 0.88%
34,718
+2,906
+9% +$156K
CVX icon
24
Chevron
CVX
$392B
$1.79M 0.87%
17,429
+156
+0.9% +$15.9K
IYF icon
25
iShares US Financials ETF
IYF
$4.3B
$1.65M 0.8%
36,582
-708
-2% -$31.7K
1
2 3 4 5

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.