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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$487M
AUM Growth
+$49.9M
Cap. Flow
+$45.3M
Cap. Flow %
9.29%
Top 10 Hldgs %
23%
Holding
552
New
76
Increased
223
Reduced
155
Closed
41

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.11M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.29M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.17M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.29M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.23M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.84M
2
ARKW icon
ARK Web x.0 ETF
ARKW
+$2.65M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
4
T icon
AT&T
T
+$1.01M
5
NFLX icon
Netflix
NFLX
+$994K

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.91%
2 Technology 10.81%
3 Consumer Discretionary 6.9%
4 Financials 5.82%
5 Healthcare 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$21.5M 4.4%
72,328
+6,135
+9% +$1.81M
AAPL icon
2
Apple
AAPL
$4.59T
$20.5M 4.21%
366,460
-54,352
-13% -$2.84M
AMZN icon
3
Amazon
AMZN
$2.76T
$14M 2.87%
160,940
+4,060
+3% +$376K
DGRO icon
4
iShares Core Dividend Growth ETF
DGRO
$43.6B
$11.2M 2.31%
287,229
+132,607
+86% +$5.11M
DIA icon
5
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$8.34M 1.71%
30,975
-189
-0.6% -$50.4K
IBOC icon
6
International Bancshares
IBOC
$4.39B
$8.02M 1.65%
207,748
-1,211
-0.6% -$44.3K
MSFT icon
7
Microsoft
MSFT
$3.75T
$7.46M 1.53%
53,665
+8,713
+19% +$1.2M
IVV icon
8
iShares Core S&P 500 ETF
IVV
$900B
$7.35M 1.51%
24,635
-1,679
-6% -$499K
VIG icon
9
Vanguard Dividend Appreciation ETF
VIG
$113B
$6.96M 1.43%
58,215
+19,453
+50% +$2.29M
VTI icon
10
Vanguard Morningstar Total Stock Market ETF
VTI
$689B
$6.79M 1.39%
44,943
+5,184
+13% +$781K
USMV icon
11
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$5.92M 1.21%
92,320
+7,513
+9% +$476K
RDVY icon
12
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$5.53M 1.13%
173,637
-4,151
-2% -$130K
JPS
13
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$4.88M 1%
494,885
+24,512
+5% +$238K
VTV icon
14
Vanguard Morningstar Value ETF
VTV
$193B
$4.67M 0.96%
41,819
+3,484
+9% +$385K
HD icon
15
Home Depot
HD
$328B
$3.89M 0.8%
16,761
+2,217
+15% +$485K
T icon
16
AT&T
T
$174B
$3.88M 0.8%
135,770
-37,971
-22% -$1.01M
GOOGL icon
17
Alphabet (Google) Class A
GOOGL
$4.17T
$3.78M 0.78%
61,900
-6,880
-10% -$407K
META icon
18
Meta Platforms (Facebook)
META
$1.45T
$3.69M 0.76%
20,743
-526
-2% -$100K
SRLN icon
19
State Street Blackstone Senior Loan ETF
SRLN
$5.48B
$3.56M 0.73%
76,822
-830
-1% -$38.3K
BA icon
20
Boeing
BA
$166B
$3.44M 0.71%
9,041
+349
+4% +$125K
VUG icon
21
Vanguard Morningstar Growth ETF
VUG
$229B
$3.36M 0.69%
121,230
+26,652
+28% +$739K
NEAR icon
22
iShares Short Maturity Bond ETF
NEAR
$4.97B
$3.35M 0.69%
66,550
+1,178
+2% +$59.2K
XHE icon
23
State Street SPDR S&P Health Care Equipment ETF
XHE
$176M
$3.34M 0.69%
42,811
-487
-1% -$39.2K
ONEQ icon
24
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$3.25M 0.67%
+103,560
New +$3.29M
JNJ icon
25
Johnson & Johnson
JNJ
$640B
$3.23M 0.66%
25,007
-1,798
-7% -$237K
1
2 3 4 5

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Kovack Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Kovack Advisors held 552 positions worth $487M, up 11% from $437M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $45.3M of net new capital in Q3 2019, opening 76 new positions and adding to 223 existing holdings. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 103,560 shares worth $3.25M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 49% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $2.84M trimmed.

  • Kovack Advisors's largest Q3 2019 buy was Fidelity Nasdaq Composite Index ETF: 103,560 shares worth $3.25M.
  • Kovack Advisors added most to iShares Core Dividend Growth ETF in Q3 2019, an estimated $5.11M increase.
  • Kovack Advisors's biggest Q3 2019 reduction was Apple, cutting an estimated $2.84M.
  • Kovack Advisors fully exited ARK Web x.0 ETF in Q3 2019, selling an estimated $2.65M.
  • Kovack Advisors's ten largest holdings make up 23% of its $487M portfolio in Q3 2019.
  • Kovack Advisors opened 76 new positions and closed 41 in Q3 2019.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $487M.

Based on Kovack Advisors's 13F filing for Q3 2019, filed 31 Oct 2019.